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Apr 13, 2016 - Characterization of virus-like particles in GARDASIL(R). 602 by cryo transmission electron microscopy. Hum Vaccin Immunother 10:734-739.
CVI Accepted Manuscript Posted Online 13 April 2016 Clin. Vaccine Immunol. doi:10.1128/CVI.00085-16 Copyright © 2016 McCraw et al. This is an open-access article distributed under the terms of the Creative Commons Attribution 4.0 International license.

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Characterization of influenza vaccine hemagglutinin complexes by cryo-electron microscopy and image analyses reveals structural polymorphisms Dustin M. McCraw1, John R. Gallagher1 and Audray K. Harris 1# 1Laboratory

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of Infectious Diseases, National Institute of Allergy and Infectious Diseases, National Institutes of Health, Bethesda, MD 20892

To whom correspondence should be addressed: E-mail: A.K.H. ([email protected])

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ABSTRACT

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threat of animal viruses crossing the species barrier to cause epidemics and pandemics resulting in

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Influenza virus afflicts millions of people worldwide on an annual basis. There is the ever-present

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great morbidity and mortality. Zoonosis outbreaks such as H7N9 underscore the need to better

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understand the molecular organization of viral immunogens such as recombinant influenza

hemagglutinin (HA) proteins used in influenza subunit vaccines in order to optimize vaccine efficacy. Here we show using cryo-electron microscopy and image analysis that vaccine

recombinant H7 HA form macromolecular complexes consisting of a variable number of HA

subunits (6 to 8). In addition, HA-complexes were distributed across at least four distinct structural

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classes (polymorphisms). 3D reconstruction and molecular modeling indicated that HA was in the

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polymorphisms were due to hydrophobic interactions involving the transmembrane regions. These

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used in subunit vaccines will lead to further understanding of the differences in vaccine efficacy and

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pre-fusion state and suggested that the mechanism for oligomerization and observed structural

experiments suggest that characterization of the molecular structures of influenza HA complexes future optimization of subunit vaccines to prevent influenza infection. INTRODUCTION

The influenza virus is a negative-sense enveloped virus that infects millions of people

globally on an annual basis. Annual vaccination is required due to the constant change in the

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antigenic composition of hemagglutinin (HA), which is the major viral antigenic constituent on the

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Influenza viruses with subtypes H1, H2, and H3 have caused global epidemics and pandemics

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viral membrane (1, 2). HAs are classified into eighteen antigenic subtypes (H1-H18) (3, 4).

within the human population (5). However, other subtypes can infect humans. Influenza has a

zoonotic nature, which allows animals viruses to infect humans to which the human population has no preexisting immunity. An example of this type of zoonosis was the influenza H7N9 virus that

infected humans in 2013 to which seasonal vaccines at that time could not provide protection (6-9).

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However, later studies indicated that H7 subtype vaccines were efficacious against the H7N9

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virus (10-14). These vaccines consisted of chemically inactivated and non-inactivated formulations

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inactivated viruses (13) or purified influenza HA from recombinant protein expression systems (11,

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of viruses and subunit vaccines. Subunit vaccines contain either viral glycoproteins isolated from

14). HA proteins isolated from influenza virus can form complexes that are referred to as rosettes, protein micelles, or glycoprotein subunits.(15, 16). Here we refer to recombinant HA proteins as

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hemagglutinin complexes (14, 17, 18).

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proteins. Three copies of the protomer form the trimeric HA molecule (19, 20). HA1 forms an apical

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The protomer of trimeric HA is HA0 that is cleaved into disulfide linked HA1 and HA2

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globular region while extended regions of HA1 and HA2 form the stem region. Also, HA2 contains a

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HA mediates viral entry via a low-pH mediated conformational change that leads to membrane

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transmembrane region located near the C-terminus which embeds HA in the viral membrane (21).

fusion via a conversion from a pre-fusion to a post-fusion state (20, 22-24).

Antibodies against hemagglutinin (HA) efficiently neutralize influenza virus. Thus, HA is the

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principle antigen in influenza vaccines. Recombinant HA vaccines are advantageous because they

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antigens (25) and recombinant proteins do not require the time needed to produce influenza

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are not derived from chemical inactivation processes that can chemically modify viral surface

viruses used in the virus-based influenza vaccine formulations (26, 27). While the 3D molecular

organization and orientation of HA molecules on the surface of viruses have been studied (21, 28), the molecular structure and organization of recombinant HA complexes used within influenza vaccines has not been studied in great detail. Also, the conformation and mechanism of

oligomerization of HA molecules within recombinant HA complexes has not been addressed. In this study, we used cryo-electron microscopy and image analysis to identify and

characterize the polymorphisms of H7 HA complexes. HA was not cleaved into HA1 and HA2 but remained biochemically as HA0. HA-complexes distributed into four major classes with variable

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numbers of HA molecules among the classes with a range of six to eight HA molecules per complex.

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used to derive orientation information of constituent HA molecules within the complexes and to

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The molecules did not present any rigid symmetry but starfish-like motifs. Averaging methods were obtain a 3D density map at ~25 Å resolution. Using the reconstructed density map and molecular

modeling with coordinates, we determined that HA was in a pre-fusion conformation. Models of

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molecular orientations placed the transmembrane regions emanating from the center of the

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polymorphisms and oligomerization of HA complexes. The ability to characterize the molecular

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could be extended to other HA subtypes, and could be used to investigate the observed varying

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complexes. This suggested that non-specific hydrophobic interactions were the basis for both

organizations of H7 HA molecules within recombinant HA complexes used in vaccine formulations stabilities and efficacies of subunit vaccines of differing compositions. Furthermore, structural

studies of subunit vaccines may describe correlates to immunogenicity for influenza HA and other viral glycoproteins used in subunit vaccine formulations. MATERIALS AND METHODS

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SDS-PAGE and immunoblotting. Hemagglutinin proteins were from Protein Sciences Corporation

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(A/Netherlands/219/2003 (H7N7) and (A/Anhui/1/1013) (H7N9). Proteins were in PBS and all

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manufacture antigens for commercial influenza vaccines. SDS-PAGE analysis was carried out to

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contained the reducing agent dithiothretol (DTT) at final concentration of 100 mM. Samples were

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(Meriden, CT) and were recombinant full-length H7 proteins of influenza viruses:

produced from a proprietary baculovirus expression system (Protein Sciences Corporation) used to

assess the purity and HA0 cleavage states of hemagglutinin. For reducing conditions samples

heated at 95 degrees Celsius for 10 minutes for heating conditions and left at room temperature for

non-heating conditions of SDS-PAGE. Over-night coomassie blue staining was used for protein band

visualization of SDS-PAGE gels. For non-reducing and non-heated immunoblotting of antigens,

during SDS-PAGE no DTT or heating were used before transfer to nitrocellulose membranes. For

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immunobloting, the primary antibody was anti-H7 mouse monoclonal antibody InA414 (anti H7N7)

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alkaline-phosphatase conjugated secondary antibodies, and NBT/BCIP chromogenic substrate

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from Novus Biologicals (Littleton, CO). Immunodetection and development was carried out using

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(ThermoFisher Scientific, Waltham, MA).

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applied to glow-discarded continuous carbon grids, and subsequently stained with 4% uranyl

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Cryo-electron microscopy. For negative-staining screening of samples (4µl at 100µg/ml) were acetate before air-drying at room temperature and then imaged under cryo-conditions like vitrified

samples (see below). For cryo-electron microscopy samples (2µl at 500µg/ml in PBS) without

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heavy stain added were applied to holey carbon films (Quantfoil, Großlöbichau, Germany) and

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microscope (FEI Company, Hillsboro, OR) operated at liquid nitrogen temperatures and at 300 kV

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plunge-frozen using a Vitrobot Mark IV (FEI Company, Hillsboro, OR). A Titan Krios electron

was used to digitally collect images via EPU on a 4,096 × 4,096 charge-coupled-device (CCD) camera

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(Gatan Inc., Warrendale, PA) at a pixel size of 1.15 Å. The electron at doses ranged from ~10 to 20

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astigmatism were excluded from further analysis. For further analyses, cryo-images (5299) were

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e−/Å2 with defocus values ranging from ~2.5 to ~5.5 µm. Cryo-images indicating drift and visually screened for images that had the presence of particles.

Particle boxing and 2D-classification. Because automated methods of particle boxing (picking)

failed, as judged by high false positives, manual boxing was used to obtain well-separated particles

(i.e. non overlapping) by screening the cryo-images (5299) and manually boxing with a box size of

600 angstroms. Particles (N=3877) were centered aligned, and averaged. The 2D circular average

was then calculated. To measure diameter from the 1-D profile, the relative intensity along the x-

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axis was plotted against the distance radius from the center via the Bsoft software package(29). 1D

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manner. For 2D-classification complexes were classified as implemented in Relion (30).

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profiles for the 2D class averages and the 3D rotational average profiles were calculated in a like

Convergence was considered reached with the assignment of 3875 of 3877 particle images (99.9%)

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to ten 2D classes. The top four most populous 2D classes were subjected to 1D profile analysis to

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estimate diameters (Bsoft).

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protrusions (i.e. HA molecules) in the most populous 2D class averages, image libraries were

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Computational estimation of HA numbers in complexes. In order to estimate the number of created of rotated images and then were correlated (Bsoft). The number of units per 360 degrees were varied to approximate 2, 3, 4, 5, 6, 7, 8, and 9 asymmetric units per 360 degrees resulting in rotated images by corresponding degree angles (0, 40, 45, 51.42, 60, 72, 80, 90, 102.84, 120, 135,

144, 154.6, 160, 180, 200, 205.68, 216, 225, 240, 250, 257.1, 270, 280, 288, 300,3 08.52, 315, 320,

360). Correlation maximums from plots were taken as the number of units (molecules) within the particular 2D class average of the complexes.

3D reconstruction and molecular modeling. Because automated methods of particle boxing (picking) failed, as judged by high false positives, to pick out the individual protrusions (HA

molecules) from the complexes due to overlap, manual boxing was used to obtain well-separated

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HA protrusions to determine the 3D structural state of HA in the complexes. For screening

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complexes. A total of 1327 individual protrusions (HA molecules) were manually selected and

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complexes, a box size of 185.12 angstroms was used to select individual HA protrusions from the subjected to further analysis. Particles were first subjected to global shape analysis via calculation of a 3D average and subsequent profile analysis, and then 3D reconstruction with the molecular

docking of coordinates into the 3D map. 3D structural analyses were carried with Bsoft, EMAN2, and Relion and molecular docking with the Chimera software packages(29-32).

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RESULTS

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site of the hemagglutinin (HA) proteins, we used SDS-PAGE analysis. This allowed for a method to

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Hemagglutinins as uncleaved HA0. To determine the cleavage status of the HA1-HA2 cleavage

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define the relative purity and proportions of HA0, HA1, and HA2 proteins. For both HA proteins, H7

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Anhui and H7 Netherlands, protein bands were observed at apparent molecular weights of about

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would be expected to appear at about 50kDa and 20kDa, respectively. These bands were not

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70kDa, which is the approximate molecular weight for HA0 (Figure 1A). Bands for HA1 and HA2

observed. Proteins were judged to be greater than 90% and 95% pure by densitometry. Assessment of protein purity and homogeneity was important for further analysis of HA by electron microscopy and by immunoblotting because the purity leveled ruled out both large amounts of contaminating proteins and heterogeneously cleaved HA proteins that would hamper further structural analysis and interpretation.

HA0 protomer detection and HA complexes. Hemagglutinins (HA) have conserved cysteine

residues (Figure S1) and their trimeric structures indicate inter and intra-disulfides within the HA1

and HA2 regions (33, 34). Thus, in order to address the affect of disulfide reduction on HA

conformation and oligomerization via immunoblotting, we screened a panel of H7 antibodies under

various reducing and non-reducing conditions and identified a monoclonal antibody (In414) with a

conformationally dependent epitope that required non-heating and non-reducing conditions

(Figures S2, S3). HA0 protomers were detected via immunoblotting using mAb414 (Figure 1B). Six

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bands were visually apparent in the immunoblot (Figure 1B). Further analysis of protein banding

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respectively (Figure S4). Based on molecular weight standards ranging from 20kDa to 220kDa the

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respectively (Figure 1B). The top three bands of the six-band H7 Netherlands ladder were larger

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patterns by densitometry (Figure S4) indicated six and four peaks for H7 Netherlands and H7 Anhui,

lower three bands of the HA had approximate molecular weights of 70kDa, 120kDa, and 220 kDa,

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than the 220kDa marker and were judged to be higher molecular weight oligomers of HA0. (Figure

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into constituent molecules during gel analysis to form a ladder (Figure 1B), electron microscopy

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1B). Because six HA0 molecules (six protein bands) could represent two HA timers decomposed

was used to observe HA0 complexes. H7 Netherlands contained isolated molecular complexes as

observed by negative-staining electron microscopy (Figure 1C). The complexes were not compact

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or spherical structures but appeared as starfish-like structures with protruding appendages from a

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central point. Several complexes are denoted within circles (Figure 1C). Similar HA complexes were

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analyses of the HA complexes.

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seen for H7 Anhui by cryo-electron microscopy which were subjected to further 2D and 3D image Molecular Organization of HA-complexes by cryo-electron microscopy. While negative-

staining techniques in electron microscopy produce high contract images by way of heavy metal

counterstaining, the protein sample is subject to dehydration, and deposition of negative stain can introduce irregularities in individual particles that antagonize further image analysis. Thus, to

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understand the molecular organization of HA-complexes we analyzed Anhui H7 HA-complexes by

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structures with protruding appendages with starfish-like appearances as observed by cryo-electron

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cryo-electron microscopy and image analysis. HA-complexes embedded in vitreous ice appeared as

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microscopy (Figure 2A).

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Observing the distribution of dot-shaped (HA head domain) and bar-shaped (HA stem domain)

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Constituent appendages appeared as dark dots and bar-shaped densities (Figure 2A-2D).

densities among the HA complexes suggested the possibility of variable orientations of constituent

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HA molecules. (Figure 2A-2D). In cryo-electron microscopy, sample is applied to a porous carbon

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carbon film (Figure S5A), but some protein complexes adhere directly to the carbon film, where

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film. Imaging conditions are best where protein is suspended in vitreous ice within holes of the

image contrast is reduced (Figure S5B). HA-complexes did distribute into vitreous ice, but had a

tendency to bind to the carbon film (Figure S5). For image analysis, we excluded complexes adhered

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to the carbon film, and complexes that overlapped in the 2D projected image. Thus, over five

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thousand individual manually boxed images of HA-complexes sufficient for analysis of size and

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thousand 2D cryo-images had to be collected and manually screened in order to obtain about four subsequent molecular organization of HA complexes (methods). The average size of the HA-

complex was estimated by a circular average and derived 1D profile curve of the complexes (Figure

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2E, 2F). The 1D profile curve had a smooth fall-off to a radius of about 180 angstroms (Figure 2F).

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angstroms (36 nm) (Figure 2F).

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Thus, the average population diameter (d = 2r) of the HA-complexes was estimated to be about 360 HA-complex classification and analysis. Molecular complexes often have rigid symmetry that can be observed by 2D image classification of macromolecules. To answer the questions of whether

there is rigid symmetry and discernable different subsets of structures we used computational 2D image classification and analyzed the subsequent classes for sizes and the number of constituent

HA molecules. HA-complexes (N=3875) distributed into ten 2D-classes (#1 thru #10) (Figure 3A). Each class had a unique appearance. Six of the classes (1,4,5,6,8,10) were poorly converged, and

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contained less than 100 constituent particles (Figure 3B). The most populated classes were class

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class averages with starfish-like structures with appendages protruding from the particles center,

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#7 (n=1838), class #2 (n=1339), class #3 (n=522), and class # 9 (n=114). These classes displayed

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and no apparent symmetry and indicated structural polymorphism.

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calculated and used to produce 1D profile curves to measure their radii. 1D profiles curves

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To assess class diameter, 2D circular averages of the four most populous classes were

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appeared distinct in shapes. However, two general curve types of the 2D density profile curves

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observed density peaks out from zero at approximately 55 and 35 angstroms, respectively, (Figure

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(Figure 3D, 3E). Radii of the classes varied, and were estimated as ~ 41.1 nm, 38.6 nm, 39.7 nm and

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antibody reactivity, and size, the constituent protrusions/appendages within the complexes were

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calculated from circular averages were observed (Figure 3C, 3D, 3E, 3F). Classes #2 and #9 had

3D, 3F) while classes #3 and # 7 had density peak maximums near the center set to zero distance

35.1 nm, for classes 2, 3,7, and 9, respectively (Figure 3C-3F). Based upon purity of the sample, assigned to HA molecules.

Estimation of the number of constituent HA molecules per class. Classes displayed differences

in the number of HA molecules emanating from the complex (Figure 3A). Because 2D image

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classification produced classes with discernable HA density protrusions even in the absence of rigid

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densities within these classes (Figure 3A). We developed a strategy by using image rotation and

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symmetry, further computational analyzes were done to estimate the number of protruding HA correlation to estimate the number of HA protrusions (assumed as slightly shifted asymmetric

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units) per 360 degrees in 2D classes 2, 3, 7 and 9. For each class an image library was created by

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Image rotation resulted in protrusion rotation about the center. As expected 0 and 360 degree

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rotating each image at angular increments within the rotation range of 0 to 360 degrees (methods). images were identical as indicated with some examples of rotated images for class # 2 (Figure 4A). Classes had different estimated numbers of HA protrusions based on the highest correlation peak

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from the correlations plots (Figure 4B, 4C, 4D, 4E). The numbers of unit protrusions ranged from 6

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#7 has 7 units. Class #3 had the highest estimation with 8 units (Figure 4B-4E).

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to 8 units per 360-degree rotations. Classes #2 and #9 were estimated to have 6 units, while class Molecular conformation of HA molecules within HA complexes. In order to address the

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questions of HA orientation and 3D molecular conformation of the HA molecules within HA-

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refined 3D reconstruction map. Computational filtering of images to improve visual contrast of HA

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complexes, we used 3D reconstruction techniques to calculate a circular 3D average and then a

complexes was used to help observe the relative orientations of HA molecules within the complexes (Figure 5A-5D). Complexes had constituent HA molecules that appeared to be in different apical, lateral, and tilted arrangements with respect to the image plane. In some instances lateral (side-

views) of the HA molecules within the complexes resolved to be peanut-shaped densities (Figure

5A-5C, black arrows). Apical (top-views) of the HA molecules within the HA complexes appeared as dark dots or triangular-like views (Figure 5A-5C, white arrows).

In cryo-electron microscopy samples are quickly frozen and are suspended in a 3D layer of

vitreous ice (Figure 2A). Cryo-EM images are 2D projection images resulting from the electron

beam transmitting through the 3D structure of the sample in a frozen hydrated-state (Figure S6).

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Schematics of apical and lateral projection images from HA molecules are illustrated in

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the impression of planar HA complexes, notable details indicated that they were 3-dimensional in

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supplemental Figure S6. Although the raw images (Figure 2A) and 2D classes (Figure 3A) might give nature. Views of the HA molecules in apparent apical (Figure 5, white arrows) and lateral (black

arrows) orientations were observed, which was consistent with a non-planar configuration of the

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HA-complexes (Figure 5A-5D). The radial density observed in the 2D class averages also indicated a

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center of the complex, consistent with a projection image of a globular structure (Figure 3C-F). Thus

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3-dimensional nature to the complexes. The highest density in 2D class averages was at or near the the HA-complexes are likely to be irregularly distributed about the complex center in all 3 dimensions.

Individual HA appendages from the HA complexes were boxed and a 3D circular average was

calculated. The 3D average had a bi-lobed molecular shape in the body of the structure that was on

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top of a base (Figure 5E). The 3D average consisted of three molecular regions as detected by the

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average had a similar pattern as the profile curve derived from a viral HA map that had been solved

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curve shape of its density profile (Figure 5F, blue curve). The derived profile curve from the 3D

previously by cryo-electron microscopy (28)(Figure 5F, grey curve). Peaks 1, 2, and 3 of the HA

complex data were approximately registered with peaks for HA1, HA2, and transmembrane regions of viral HA, respectively (Figure 5F). Ectodomain and transmembrane lengths of the HA molecular average were measured from the width of peaks 1, 2, and 3. The ectodomain region assigned to

peaks 1 and 2 spanned about 158 angstroms (15.8 nm) and the transmembrane region assigned to peak 3 had a width of about 40 angstroms (4 nm) (Figure 5F, blue curve).

To understand the molecular disposition of HA1 and HA2 regions in HA complexes, a 3D

reconstruction was determined from computationally boxed appendages of the HA complexes. The

refined 3D reconstruction was bilobed in shape (Figure 6A). The lobe at the top was larger than the

lower lobe, which gave a peanut-shape appearance to the 3D map (Figure 6A). Docking of HA H7

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coordinates into the 3D map matched the top larger lobe to the HA1 head (red) region and the

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the HA2 C-terminus of the ectodomain at the bottom of the 3D map (Figure 6B, 6C). This HA

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molecules with proximal transmembrane regions centrally located within the HA complexes

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DISCUSSION

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lower lobe to the HA2 stem (blue) region of the coordinates (Figure 6B). The docking positioned

orientation was integrated into schematic models of HA-complexes invoking bi-lobed shaped

(Figure 7).

In order to answer questions about the molecular organization and conformation of

hemagglutinin (HA)-complexes used in influenza recombinant subunit vaccines, we studied HA H7

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complexes biochemically and by cryo-electron microcopy coupled to image analyses and 3D

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arrangements of constituent HA molecules. The 3D map from cryo-electron microscopy displayed a

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reconstruction. Our results suggested HA-complexes have heterogeneous numbers and

structure with the HA in a pre-fusion state with the HA1 globular head oriented at the top of the complexes and the HA2 stem regions in a pre-fusion state suggesting that the orientation of the transmembrane regions are approximately towards the center of the HA-complexes.

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Hierarchy of molecular interactions within HA complexes.

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complexes may reduce vaccine potency (17, 35), we analyzed banding patterns of the H7 HA

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strength of interactions between HA proteins. Single major bands at ~70kDa suggested HAs were

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Because partial cleavage of HA0 during purification and storage of recombinant HA

proteins by SDS-PAGE and immunobloting to determine both the HA cleavage status and relative

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homogenous proteins and in the uncleaved HA0 state (Figure 1A). This is important because

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protein sequences, H7 Anhui and H7 Netherlands have predicted molecular weights of 62.1kDa and

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glycosylation of the HAs. HA molecules formed oligomers as indicated by a ladder of bands in

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proteolytic degradation can decrease antigen stability in HA-complex based vaccines (36). Based on

62.5 kDa, respectively, and the higher apparent molecular weights of HA are likely explained by

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immunoblots. HA-complexes appeared as “starfish-like” clusters of HA molecules in cryo-electron

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cryo-electron microscopy image processing (Figure 4C). This would represent 24 (8x3) protomers

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microscopic images (Figures 2A, 3A). We estimated up to eight HA molecules in a HA complex by of HA. However, in SDS-PAGE/immunoblots only six bands were observed and these can be

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interpreted as representing one, two, three, four, five, and six protomers of HA0 (Figure 1B). This

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complex were abrogated to a single HA monomer state as judged by the appearance of bands

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implies that the SDS conditions affected the complex, but that not all interactions within the representing integral weights of HA (Figure 1B). Detergent is used and removed during the

purification of HA0 from the membranes of recombinant systems. This suggests a model for a hierarchy of interactions in which HA-complexes may be formed by the association of one HA trimer to another as detergent is removed during the protein purification process.

Redox conditions could also affect the hierarchy of these interactions, because reduction of

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disulfide bonds in the presence or absence of heat denaturation conditions both abrogated the

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cysteines forming intra and inter-disulfides bonds of HA not only in order for the 3D structure of HA

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observation of HA oligomers (Figure S2, S3). This implies required integrity of the conserved

to be maintained (37) but also to enforce other interactions within the HA-complex. Indeed, the

formation of non-native disulfides can reduce recombinant HA vaccine potency (35) and certain

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chemical additives can lessen non-native disulfides (38). The correct disposition of disulfides bonds

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residues are important for assembly and epitope display (39). Our results with mAb414 indicate

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has be studied in other systems such as hepatitis B surface antigen particles, where cysteine

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that antibodies with conformational, disulfide-dependent epitopes can be used to assess proper

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Arrangements and numbers of constituent HA molecules within complexes.

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particles, such as virus-like particles of human papillomavirus (HPV) (40, 41) and surface antigen

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folding and oligomerization hierarchy of HA molecules within HA-complexes.

Some viral vaccines are composed of recombinant viral antigens that are arranged as rigid

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particles (sAg) of hepatitis B virus (42-44) and can have hundreds of copies of the viral antigen.

However, the rigidity, flexibility, and HA numbers within HA-complexes used in influenza vaccines

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had not been analyzed in detail (17). From 2D classification we would expect to detect rigid

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processing as shown for symmetrical particles such as HPV and designed influenza nanoparticles

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symmetrical arrangements of molecules because such arrangements can be detected by image (41, 45). Our results using cryo-electron microscopy and 2D classification indicated non-rigid structures with no apparent consistent symmetry for a population of several thousand HA-

complexes (Figure 3A, 3B). However, HA-complexes did classify into different classes and curve analyses revealed differences in relative diameters of HA-complex classes (Figure 3). The

differences between the shapes and peak maximums of class profile curves suggest that HA-

complexes can exist in at least to major states: open and close states. In open states the constituent HA molecules of the complexes are more spread out radially from the center like the arms of an open starfish. In closed states there is more side-by-side or collimated arrangement of HA

molecules like the arms of a closed starfish. Further evidence for this is seen in images of individual complexes where apparent apical (top-views) and lateral (side-views) of HA molecules emanate

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from a common center (Figure 2A-2D, Figure 5A-5D). For example, particles with more top-views

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represent an opened state of the HA complex (Figure 2D). A possible third mixed state with HA-

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2C). Although appearing non-rigid with asymmetric arrangements of constituent HA molecules, HA

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of HA could represent a closed state (Figure 2B) while particles with more lateral-views of HA could

complexes with both apical and lateral views of HA molecules could represent a mixed state (Figure complexes did display HA molecules as protrusions emanating from a common center to give rise to starfish-like arrangements of HA molecules within 2D classes. However, visually counting the

number of HA molecules in individual HA complex images (Figure 2A-2D) and 2D images classes

(Figure 3A) would be subjective.

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Thus, we devised a more objective computational strategy to estimate the number of HA

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molecules per complex within the 2D classes by correlating rotated images and plotting the

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number of epitopes in the HA-complex. This is important because multivalency of viral antigens is

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correlations (Figure 4). Also, the number of HA molecules informs on the multivalency via the

thought to improve immunogenicity (40, 45). The number of estimated HA molecules ranged from 6 to 8 molecules for HA complexes (Figure 4B-4E). Thus, trimeric HA within HA-complexes could

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have a predicted maximum of 24 (3x8) epitopes per complex. This number of epitopes is much less

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this predicted maximum of 24 epitopes is much less than that for the virus-like particle of HPV

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formulated into efficacious influenza vaccines (17, 18, 46). Moreover, designed octahedral

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models (45, 47). These octahedral nanoparticles contain 24 copies of the HA polypeptide like the

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than influenza virus particles, which have hundreds of HA molecules and epitopes (21, 28). Also,

vaccine which has 360 copies of the major capsid protein L1 (40). However, HA-complexes can be

nanoparticles that display epitopes for hemagglutinin can elicit protective antibodies in animal maximum 24 epitope copies for the HA-complex with 8 trimeric HA molecules. Taken together

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these results suggest that the display of hemagglutinin (HA) epitopes can occur on particles that

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influenza virus surface and HA designed nanoparticles were shown to be in the pre-fusion state by

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differ in both numbers and arrangements of constituent HA molecules. However, HA on the

cryo-electron microscopy (28, 45) and in this study we determined that HA within HA complexes to be in the pre-fusion state, as well.

Hemagglutinin (HA) conformation in a pre-fusion state. Because influenza hemagglutinin (HA) can exist in pre-fusion and post-fusion states (20, 22,

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28) the conformational state of HA within HA-complexes was determined by image analysis and 3D

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observed in soluble HA ectodomains without transmembrane regions and HA with transmembrane

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reconstruction coupled with molecular modeling. Although structures of pre-fusion HA have been

regions on viral surfaces (20, 22, 28), the 3D conformation of HA within recombinant HA-complexes

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used as vaccine immunogens had not been addressed in great detail. Previous studies have used

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structural flattening and deformations can occur. Also, images of only a small number of particles

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heavy metal stains and dehydrated samples fixed to a carbon support and under these conditions (