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Geoscientific Model Development

GEWEX Cloud System Study (GCSS) cirrus cloud working group: development of an observation-based case study for model evaluation H. Yang1,2 , S. Dobbie2 , G. G. Mace3 , A. Ross2 , and M. Quante4 1 CMA

Key Laboratory for Atmospheric Physics and Environment, Nanjing University of Information Science and Technology, no. 219 Ningliu Road, Nanjing, 210044, China 2 School of Earth and Environment, Institute for Climate and Atmospheric Science, University of Leeds, Leeds LS2 9JT, UK 3 Meteorology Department, University of Utah, 135 S 1460 East Rm 819 (WBB), Salt Lake City, UT 84112-0110, USA 4 Helmholtz-Zentrum Geesthacht, Institute of Coastal Research/System Analysis and Modelling, Max-Planck-Strasse 1, 21502 Geesthacht, Germany Correspondence to: H. Yang ([email protected]) Received: 16 September 2011 – Published in Geosci. Model Dev. Discuss.: 24 October 2011 Revised: 18 April 2012 – Accepted: 20 April 2012 – Published: 8 June 2012

Abstract. The GCSS working group on cirrus focuses on an inter-comparison of model simulations ranging from very detailed microphysical and dynamical models through to general circulation models (GCMs). The past GCSS cirrus cloud inter-comparison highlighted the wide range in modelling results that was a surprise to the modelling community. That inter-comparison was idealised and, therefore, a key issue was that it did not benefit from observations to help distinguish between model performances. In this work, we aim to address this key issue by developing an observationally based case study to be used for the GCSS cirrus modelling inter-comparison study. We focused on developing a case that had sufficient observations with which to evaluate models, to help identify which models in the inter-comparison are performing well and highlight areas for model development. Furthermore, it will provide a base case for future model comparisons or testing of new or updated models. This paper outlines the modelling case development and the inter-comparison results will be presented in a follow-on paper. The case was based on the 9 March 2000 Atmospheric Radiation Measurement (ARM) Southern Great Plains (SGP) during an intensive observation period (IOP). The case was developed utilising various observations including ARM SGP remote sensing including the MilliMeter Cloud Radar (MMCR), radiometers, radiosondes, air-

craft observations, satellite observations, objective analysis and complemented with results from the Rapid Update Cycle (RUC) model as well as bespoke gravity wave simulations used to provide the best estimate for large scale forcing. The retrievals of ice water content, ice number concentration and fall velocity provide several constraints to evaluate model performances. Initial testing of the case has been reported using the UK Met Office Large Eddy Simulation Model (LEM) which suggests the case is appropriate for the model inter-comparison study. To our knowledge, this case offers the most detailed case study for cirrus comparison available and we anticipate this will offer significant benefits over past comparisons which have mostly been loosely based on observations.

1

Introduction

The Global Energy and Water Cycle Experiment (GEWEX) Cloud System Study Programme (GCSS) was initiated by K. Browning and others in 1990. The purpose of GCSS is to develop better parameterizations of cloud systems within climate and numerical weather predication models (Randall et al., 2000). There were five initial Working Groups focusing on different clouds: boundary-layer clouds, cirrus clouds, extra-tropical layer cloud systems, precipitating

Published by Copernicus Publications on behalf of the European Geosciences Union.

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larger disagreement than expected concerning such fundamental quantities as ice water path (IWP) for even idealised cases. The results appeared only in a conference paper (Starr et al., 2000). Figure 1 is taken from that paper and illustrates the range in results of as much as two orders of magnitude in IWP. There was some separate grouping noted between bin and bulk models, however, the range was large for all categories. The results from SCMs span the whole range of CSM results and models not originally developed for cirrus exhibit larger scatter and generally there was larger scatter for all model categories for the cold case. In addition to the ICMCP inter-comparison, there was also a Cirrus Parcel Model Comparison Project (CPMCP) (Lin et al., 2002) which was a follow-on project as part of the GCSS WG2. The main aim of their study was to compare the microphysics specification of different cirrus models under idealised conditions. For complete details, refer to Lin et al. (2002). Although well instrumented sites such as ARM provide significant amounts of data for modelling studies, developing a high-resolution modelling case based in observations is somewhat rare in the literature. Several studies have based their modelling studies on observations such as Brown and Heymsfield (2001) used TOGA-COARE data, Benedetti and Stephens (2001) used ARM data, Cheng et al. (2001) used FIREII data, Marsham and Dobbie (2005) and Marsham et al. (2006) used Chilbolton data, Solch and Karcher (2011) used ARM data, and Yang et al. (2011) used EMERALD1 Fig. 1. Time series of vertically-integrated ice water path (g m−2 ) data; however, these studies are only loosely based on obsercirrus models, which ice participate ICMCP. Time series from of vertically-integrated water the path (g m-2These ) frombaseline cirrus cloud simulations vations and often the large-scale forcing of the cloud layer, simulations correspond to night-time (infrared radiationThese only). The by models participating in the GCSS WG2 ICMC Project. baseline simulations which is so important for cloud development (see Lin et al. ◦ panel is for the “cold” (about −66 cirrus case and the bot- panel) and “cold” correspond upper to nighttime (infrared radiation only)C)“warm” cirrus (lower 2002) is either not available or very approximate. ◦ C) cirrus case. A 3 cm s−1 one iscases for thewith “warm” (about cirrus (uppertom panel) cloud tops−47 at about -47°C and -66°C, respectively, subject Comparisons to observations have improved in recent uplift is continuously applied time period and then there o continuous cooling representing a 3over cmas4-1h uplift over a 4-hour time span followed by years in that efforts have been made to simulate the remote is a 2-h dissipation time. The colour cyan represents CSMs with a 2-hour dissipation stage. Shown are results from CSMs with “bin” microphysics (cyan), sensing of radar and radiometers within the models for ease red represents CSMs with bulk microphysics, CSMs with bin bulkmicrophysics, microphysics (red), single column models (green), and CSMs with of comparison green represents column or models and the layer thin black represents heritage in study of deep single convection boundary clouds (thin black). Notice the when evaluating timeseries (Marsham and 2005; with heritage in theby study of deep convection or boundary arge rangeCSMs of values produced these state-of-the-art models afterDobbie, 4 hours of Marsham et al., 2006), as well as making use clouds. illustrates wide range model cluster, of more and more observations such as modelling returns of simulation, layer and that a) This bin figure and bulk CSMthe results tend in tocirrus separately b) SCMs idealised casec) (figure is taken from Starr et al., esults spanpredictions the rangeforofanCSM results, heritage models exhibit larger scatter Dopplerand fall d) velocities (Marsham et al., 2006). Important ad2000). arger spread is found for the “cold” cirrus case where the dissipation phase is notably vances have been made by observationalists since the last different between the bin and bulk models and where observations are especially sparse inter-comparison in using a synergy of more than one inand uncertain. strument to improve retrievals (Deng and Mace, 2006; Dedeep convective cloud systems and polar clouds. This has lanoe and Hogan, 2008). In this work we utilise remote sensbeen more recently extended to include other case develing to determine ice content, ice number and fall velocities. opments such as Pacific Cross-section Intercomparison, etc. This offers great opportunities to test models since models The cirrus working group (WG2) in the past has initiated can be easily tuned to a single observation of, say, ice water one previous project focusing on high resolution cloud model content (IWC) or ice number concentration (INC); however, 12 the Idealised Cirrus Model inter-comparison. It was denoted observations of three or more variables affords a much betComparison Project (ICMCP) and had 16 models involved in ter opportunity to highlight models performing well and also the comparison ranging from cloud scale models (CSMs) to highlight potential deficiencies. We note that one case study single column models (SCMs) (both GCM SCMs as well as is not a definitive assessment of the cirrus models, but offers highly detailed 1-D models). a good basis to begin with and build upon. The results of the first inter-comparison (ICMCP) were a It is important for the cirrus research community to assess surprise to the cirrus community. It showed that the comcurrent cirrus models and schemes against rigorous observamunity’s numerical models of cirrus showed significantly tions to determine if cirrus modelling has improved from the Geosci. Model Dev., 5, 829–843, 2012

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H. Yang et al.: GCSS WG2 – Case Study Yang et al.: GCSS WG2 - Case Study Yang et al.: GCSS WG2 - Case Study developments over the last decade and also use the results IWP for models even such idealised well case.and It isidentify imperato with gaugetime which are an performing arIWP withcirrus time community for even such an idealised case. It with is imperativeeas thatfor the evaluate their models improvement. This is the first cirrus study thatobintive thatinthe community evaluate their with observations as cirrus rigorous a way as andmodels through cludes rigorous comparisons to possible observations with the muladded servations in as rigorous a way as possible and through multiple comparisons. This case presented in thisThis workpaper forms the benefit of an inter-comparison framework. begins tiple comparisons. This case presented in this work forms the firstwith stepdescribing in that process. the observed case of 9 March 2000 at the first step in that process. The March 9thand 2000 case was selected it was a ARM SGP site proceeds to detail because how the modelling th then The March 9 2000 case was selected because it was a well observed case. During the intensive observing period case was established. This case was issued to the GCSS cirwell observed case. During the intensive observing period rus at working group members to participate in the modelling (IOP) the SGP ARM site in March 2000, cirrus formed just (IOP) at the SGP ARM site in March 2000, cirrus formed just inter-comparison; which will be directly presented in a upwind from the the sitethe onresults thethe 9thof and advected upwind from site on 9th and advected directlyover over paper. (CF) site. The ARM sites have the most thefollow-on Central Facility the Central Facility (CF) site. The ARM sites have the most extensive set of measurement in in thethe world and this extensive setroutine of routine measurement world and thisisis enhanced with aircraft and supplemental measurements durenhanced with aircraft and supplemental measurements durARM SGP IOP March observations used ing2ing IOP periods. In addition to2000 thethe extensive IOP periods. In9 addition to extensiveobservations observations th in the case development taking place, analysis of some key results from the 9 taking place, analysis of some key results from the 9thwere were readily available for for thethe inter-comparison. This included readily available inter-comparison. This includedre-reThe main aim of the GCSS cirrus inter-comparison mote sensing retrieval ofcurrent cloud properties, analysis ofof aircraft mote sensing retrieval of cloud properties, analysis aircraft was to compare the model results to observations in Unorder observations, andand objective analysis (Zhang et et al.,al., 2000). observations, objective analysis (Zhang 2000). Unto evaluate model performance. As mentioned, the last interfortunately, aerosol properties were notnot available at at thethe cloud fortunately, aerosol properties were available cloud comparison showed model-to-model variation for relayer altitude during the cloud evolution relevant our case layer altitude during thestrong cloud evolution relevant forfor our case sults such as IWP with time for even such an idealised case. It development. development. is imperative that the cirrus community evaluate their modwith observations in profiles as rigorous a way as possible and 2.1 Meteorology 2.1els Meteorology andand profiles through multiple comparisons. This case, presented in this forms thecirrus first step in that process. The region of that eventually was observed CF Thework, region of cirrus that eventually was observed at atthetheCF The 9 March 2000 case was selected because it was a wellwas first noted as a jet stream maximum in a southwesterly was first noted as a jet stream maximum in a southwesterly observed case. During intensive observing period (IOP) flow passed over the mountain ranges centralNew New flow thatthat passed over thethe mountain ranges of ofcentral at the SGP ARM site in March 2000, cirrus formed just upMexico. The cirrus thickened as the disturbance approached Mexico. The cirrus thickened as the disturbance approached wind from the site on the 9th and features advectedappeared directly over the central Oklahoma and the cloud to orgacentral Oklahoma and the cloud features appeared to orgaCentral Facility (CF) site. TheSatellite ARM sites havesuggested the most exnize into longitudinal bands. imagery acnize into longitudinal bands. Satellite imagery suggested actensive set of routine measurements the world this tive development of individual featuresinwithin these and bands tive development of individual features within these bands asas istheenhanced with aircraft system passed over theand CF. supplemental The character measurements of the cirrus in the system passed over the CF. The character of the cirrus in during IOP periods. In addition to the extensive observathe satellite plots as well as the large scale atmospheric flow the satellite plots as well as the large scale atmospheric flow tions taking analysis of forced some by keygravity resultswaves fromfrom the suggests thatplace, the cloud may be suggests thatreadily the cloud may be forced by gravity wavesThis from 9th available forThe theobjective inter-comparison. inthewere neighboring mountains. analysis predicted thecluded neighboring mountains.the The objective predicted cloud analysis properties, analysis a weakremote-sensing lifting, whereasretrieval RUCofmodel indicated little to no a weak lifting, whereas theand RUC model indicated little toetno al., ofascent. aircraft observations objective analysis (Zhang This is explored further in the large scale forcing secascent. This is explored further in the large scale forcing sec2000). Unfortunately, aerosol properties were not available tion below. tionatbelow. the layer altitude thesimultaneously cloud evolutionatrelevant Thecloud radiosondes were during released five loThe radiosondes wereintervals releasedduring simultaneously five lo-at for our case development. cations at three hour 9th March at including cations at three hourfour intervals during 9th March including at the CF site and sites surrounding the CF. These were the2.1 CF site and four sites surrounding the CF. These were and profiles used Meteorology to construct the profiles, such as temperature, pressure, usedhorizontal to construct theprofiles, profiles,used suchinasthe temperature, pressure,inwind case. The profiles The region of cirrus that eventually was observed at athe CF horizontal profiles, inversion used in the case. The indicated wind a temperature near cloud topprofiles and water was first noted as a jet stream maximum in a southwesterly dicated a temperature inversion near cloud top and aaswater vapour peak at 8-9km, where the cloud is observed, shown flow that at passed over the mountain ranges of central New vapour peak where the cloud is observed, as shown in Figure 2.8-9km, Mexico. The cirrus thickened as the disturbance approached in Figure 2. central Oklahoma and the cloud features appeared to organ2.2 Remote sensing ise into longitudinal 2.2 Remote sensing bands. Satellite imagery suggested active development of individual features from withinboth these bands8 Visible satellite images were analysed GOES as the system passed over the CF. The character of the cirand 10 for the time period from 00:30 UTC to 23:30 Visible satellite images were analysed from both GOESUTC 8 th on March 9 , 2000. In Figure 3, the blue indicator (with the rus in the satellite plots as well as the large scale atmoand 10 for the time period from 00:30 UTC to 23:30 UTC th time of9flow 14:00 UTC to theindicator SGP CFthe site suggests that thepoints may beARM forced by gravity on spheric March , 2000. In inside) Figure 3,cloud the blue (with and the white arrow indicates the location where the cirrus waves from the neighbouring mountains. The objective analtime of 14:00 UTC inside) points to the ARM SGP CF site cloud system firstlifting, observed to form upwind and south awas weak whereas thewhere RUC model indiandysis thepredicted white arrow indicates the location the cirrus west of the CF. The cloud system is observed to brighten cloud system was first observed to form upwind and south west of the CF. The cloud system is observed to brighten www.geosci-model-dev.net/5/829/2012/

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th Fig.2.2. 2.Tephi-graph Tephi-graphfor forthe the9March March 2000 case study. meFig. the 2000 case study. The meFig. Tephi-graph March99th2000 case study. TheThe meteoteorological soundings are taken from radiosonde ascents inditeorological soundings taken from radiosonde ascents and indirological soundings areare taken from radiosonde ascents andand indicate catethe thehigh high water vapour around the 500mb level the the high water vapour between 300the mb500mb and 350 mbwhere level where the cate water vapour around level where thecloud cloud forms.forms. cloud forms.

Institute for Climate and Atmospheric Science (ICAS) Institute for Climate and Atmospheric Science (ICAS)

14.00 14.00

th of March Fig. on the the 99th Fig. 3. 3. GOES10 GOES10 satellite satellite plot plot at at 14:00 14:00 UTC UTC on of March 2000. arrow approximately where the cirrus 2000. The white whitesatellite arrow indicates indicates approximately where cirrus Fig. 3. The GOES10 plot at 14:00 UTC on the 9th the of March forms upwind and the Central Facility is is denoted denoted bythe thecirrus blue forms The upwind andarrow the ARM ARM Central Facility the blue 2000. white indicates approximately whereby indicator. indicator. forms upwind and the ARM Central Facility is denoted by the blue indicator.

cated little to no ascent. This is explored further in the large and become extensive scale forcingmore section below. in subsequent visible imagery as it advects from the location formation to the ARM The radiosondes were released simultaneously at fiveSGP loand become more extensive inofsubsequent visible imagery as site. The cloud is observed by the MMCR at the CF apcations at three hour intervals during 9 March, including it advects from the location of formation to the ARM SGP proximately 210 is minutes thethe timeMMCR ofthe formation, 17:30 the CF and four sitesafter surrounding CF. were site. Thesite cloud observed by at These theatCF apUTC. used to construct the profiles, such as temperature, pressure, proximately 210 minutes after the time of formation, at 17:30 The remote sensing of the cirrus cloud properties such as UTC. The remote sensingGeosci. of the cirrus such as Modelcloud Dev.,properties 5, 829–843, 2012

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horizontal wind profiles used in the case. The profiles indicated a temperature inversion near cloud top and a water vapour peak at 8–9 km, where the cloud is observed, as shown in Fig. 2. 2.2

Remote sensing

Visible satellite images were analysed from both GOES 8 and 10 for the time period from 00:30 UTC to 23:30 UTC on 9 March 2000. In Fig. 3, the blue indicator (with the time of 14:00 UTC inside) points to the ARM SGP CF site and the white arrow indicates the location where the cirrus cloud system was first observed to form upwind and south west of the CF. The cloud system is observed to brighten and become more extensive in subsequent visible imagery as it advects from the location of formation to the ARM SGP site. The cloud is observed by the MMCR at the CF approximately 210 min (at 17:30 UTC) after the time of formation. The remote sensing of the cirrus cloud properties such as IWC, INC, and ice particle fall speeds is crucial to the case study. An important reason for choosing this case study was that these cloud properties were already analysed (by G. G. Mace, Utah) and available for this study (Mace, 1998). The retrieval is based on algorithms using radar reflectivity and downwelling infrared radiances to evaluate the cirrus cloud microphysical properties (Matrosov et al., 1992; Matrosov et al., 1994). The layer-averaged properties of optically thin cirrus is applied, which is calculated by using the observational platforms at the ARM sites. The layer-mean particle size distribution (PSD) (Mace, 1998) is the main assumption in this method, in which a modified gamma function (Dowling and Radke, 1990) is used. The PSD equation is 

   D Dα N(D) = Nx exp(α) exp − Dx Dx

(1)

where Dx is the modal diameter, Nx is the number of particles per unit volume, per unit length at the functional maximum and α is the order of the distribution, which is suggested ≤ 2 for cirrus (Dowling and Radke, 1990). Shown in Fig. 4 is the retrieved IWC, INC, effective size and mean mass length, etc., as functions of time. The errors in IWC and median particle size are of the order of 60 % and 40 %, respectively (see Mace et al., 2002). The case development focuses on cloud that first forms upwind and then advects over the SGP CF site and is remotely sensed at 17:30 UTC (shown in Fig. 4). It is evident in the retrievals that the cloud increases in IWC as it advects over the SGP site and thickens in vertical extent. 2.3

Aircraft turbulence observations

University of North Dakota’s Cessna Citation aircraft undertook 12 flights as part of the IOP, in March 2000, including flight penetrations at various altitudes through the cirrus Geosci. Model Dev., 5, 829–843, 2012

cloud on the 9th. This flight started at 18:32 h which is after our first cloud appearance at the CF, so it is not an exact match with our comparison time. But it appears reasonable to assume that the turbulence observed by the aircraft measurements is representative for the cloud at an earlier stage. The mean wind and wind turbulence were measured by five-holeprobe (Validyne P40d) in combination with INS/GPS (Litton LTN-76). The sampling rate is 25 Hz and the uncertainty for turbulent fluctuations is about 0.05 m s−1 . The true airspeed (to estimate length scales) was mostly about 120 m s−1 . The power spectra of the vertical wind velocity, w, along flight legs at different altitudes, as shown in Fig. 5, indicates a scale separation at about 320 m length scale (roughly 0.4 Hz). The scale of large eddies is about 200 m (roughly 0.6 Hz) and the inertial sub-range starts showing up at a scale of about 100 m (roughly 1.2 Hz). The power spectra indicates that the turbulent kinetic energy is considerably higher in the cloud top region compared to the base. Based on the scale lengths deduced from the turbulence observations, we decided that 100 m grid resolution in the cloud layer for the LEM simulations would be appropriate. 2.4

Large scale forcing

The large scale forcing is critical for obtaining a good modelling case study, as it has such an important influence on the formation and magnitude of the cloud. For the March 2000 IOP at the ARM SGP site, objective analysis has been performed to assess the large-scale forcing, so we begin with this. 2.4.1

Objective analysis

Objective analysis for the March 2000 IOP and results are summarised in Zhang et al. (2000). We summarise key points from the paper below; for specific details of the method please refer to Zhang et al. (2000). The objective analysis used is a constrained variational analysis method (CVAM) which was originally developed by Zhang and Lin (1997) with a second improvement in 2000. CVAM was developed for deriving large-scale vertical velocity and advective tendencies from sounding measurements and works with the raw data from even a small number of stations. It can refine these atmospheric state variables as well as give uncertainties in the original data. The CVAM approach requires largescale variables (u, v, T, q), surface measurements including surface sensible and latent heat fluxes, precip, surface pressure, surface winds, surface temperature, surface broadband net radiative flux and column total cloud water. The observed data for these variables are used in this analysis which includes conservation of column-integrated mass, water, energy and momentum (Zhang et al., 2000). The data used in the CVAM approach are variables collected from the ARM balloon-borne sounding and National Oceanic and Atmospheric Administration (NOAA) wind www.geosci-model-dev.net/5/829/2012/

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Fig. 4. Remotely sensed quantities as a function of height and time. The quantities include total IWC, total INC, effective radius, mean mass length, temperature, spectral width, Doppler velocity and reflectivity. Units indicated in the plots. The plots based on retrievals at the ARM SGP CF for 9 March 2000. The inter-comparison is based on the cloud when it arrives at the CF at approximately 17:30 UTC and indicated on the left side of each plot. The red box in the top left panel indicates the comparison period for modelling and retrievals.

profile measurements. Figure 6a shows there is one balloon launch site located at the CF of the ARM site and another four launch sites around the CF at the boundary facilities. During the IOP 2000, sounding balloons were launched every three hours to measure the variables such as temperature, pressure, water vapour mixing ratio and wind profiles. In addition, the objective analysis makes use of seventeen NOAA wind profilers surrounding the SGP site. Seven of which are near the CF and five vertical profilers exactly overlap with the sounding stations, as shown in Fig. 6b. The seven sites constitute the domain of the objective analysis. One adwww.geosci-model-dev.net/5/829/2012/

ditional grid point is added in each boundary site to improve the linear assumption Fig. 6c. The Cressman scheme (Cressman, 1959) is used for the upper air measurement, making use of the general weighting function according to: ( wik = w(xi , xk ) =

1 L2 −(xi −xk )2 N L2 +(xi −xk )2

0,

, dik < L otherwise

(2)

where the wik is the weighting coefficient, k indicates the observational points and i is the analysis grid point, xi is any variable in three or four dimensions at the grid point, Geosci. Model Dev., 5, 829–843, 2012

6

6

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Yang et al.: GCSS WG2 - Case Study H. Yang et al.: GCSS WG2 – Case Study Yang et al.: GCSS WG2 - Case Study

Fig. 5. Power spectrum of vertical velocity obtained from air-

th Fig. Power of vertical vertical velocity obtained from aircraft Fig.Fig. Fig.5.5.observations. Power spectrum spectrum of obtained from aircraft 7. Large vertical velocity from OA 2000. craft Pertinent scalesvelocity are: separation length scale scale vertical velocity from 3pm 9atth3pm 2000. Fig.7.7.Large Large scalescale vertical velocity fromOA OAat at 03:00 pm 99March observations. Pertinent scales are: separation length scale is 320 m observations. Pertinent scales are: separation length scale is 320 m is 320 m∼0.4 Hz, large eddies occur at roughly 200 m∼0.6 Hz, th Fig. 5. Power spectrum of vertical velocity obtained from aircraft 2000. ∼0.4 0.4 Hz, large eddies eddies occur atatroughly 200 meters ∼ 0.60.6 Hz,Hz, andand Fig. 7. Large scale vertical velocity from OA at 3pm 9 2000. ∼and Hz, large occur roughly 200 meters ∼ the inertial sub-range starts showing up at ascale scale about observations. Pertinent scales are: separation length is of 320 m theinertial inertialsub-range sub-range starts showing up at a ascale of of about 100 m ∼ starts scale about 100 Hz. ∼ 0.4the Hz,m∼1.2 large eddies occur at showing roughly up 200atmeters ∼ 0.6 Hz,100 andm ∼ 1.2Hz. Hz. 1.2 TheThe output from NOAA RUC usedisinused Eq. 3inasEq. the output NOAA RUC 3value as the value general form usedfrom to evaluate theis objective analysis variables the inertial sub-range starts showing up at a scale of about 100 m ∼ for the background function, fb (shown in Figure 6d). The at The each grid-point is given by: for the background function, f (shown in Figure 1.2 Hz. output from NOAA RUC isbusedanalysis in Eq. 3variables as the6d). valueThe general formform used to evaluate the objective general used to evaluate the objective analysis variables for the grid-point background function, at each is given by: fb (shown in Figure 6d). The at each grid-point is given general form used to evaluate by: the objective analysis variables k=K X k=K (xi ) = fb (xi ) +X wik by: [fo (xk ) − fb (xk )] (3) atfaeach grid-point is given k=K fa (xi ) = fb (xi ) + k=1wX (3) ik [fo (xk ) − fb (xk )]

fa (xi ) = fb (xik=1 )k=K + X

Fig. 6. Latitude and longitude locations of the a) radiosonde launches, b) the radiosonde launch sites and profiles, c) additional Fig. longitude of of thethe (a) profilers and grid, and and the RUClocations model grid. (The plots are taken Fig. 6.6. Latitude Latitude andd) longitude locations a)radiosonde radiosonde launches, (b)the radiosonde launch (c)c) additional from Zhang etthe al., 2000) launches, b) radiosonde launchsites sitesand andprofiles, profiles, additional and grid, grid, and (d) the RUC RUC model (The areare taken Fig. profilers 6.profilers Latitude andand longitude locations of the a)plots radiosonde and d) the modelgrid. grid. (The plots taken fromb) Zhang et al., 2000).launch sites and profiles, c) additional launches, the radiosonde

from Zhang et al., 2000) profilers and grid, and d) the RUC model grid. (The plots are taken from Zhang et al., where the2000) wik is the weighting coefficient, k indicates the observational and i is thestations, analysis point, xi is xk (k = 1, 2, ...,points K), observation Nigrid is the number of any variable in three or four dimensions at the grid point, measurements within distance L, and d is the distance bewhere the wik is the weighting coefficient, k indicates the ik xk (k =the 1,2,...,K), observation stations, Ni is the number of tween measurements observational points andand i isgrid thepoint. analysis grid point, xi is measurements within distance L, and dik isin distance bewhere theoutput wik is the weighting coefficient, kthe asthe the The NOAA RUC is used Eq. any variable infrom three or and four dimensions atindicates the(3) grid point, tween the measurements grid point. observational points and i isfunction, the analysis gridinpoint, x The is value for the background f (shown Fig. 6d).

i b xk (k = 1,2,...,K), observation stations, Ni is the number of any measurements variable in three or four dimensions at the grid point, within distance L, and dik is the distance bexk (ktween = 1,2,...,K), observation Ni is the number of theModel measurements andstations, grid2012 point. Geosci. Dev., 5, 829–843, measurements within distance L, and dik is the distance between the measurements and grid point.

wik [fo (xk ) − fb (xk )]

(3)

For) further refer k=1 to Zhang et al. (2000). There is fa (x = fb (xdetails wik [fo (xk ) − fb (xk )] (3) i) + Foriafurther details refer to surface Zhang etmeasurements, al (2000). There is also comprehensive set of as indik=1 further details to et al (2000). There is also comprehensive setthe ofrefer surface measurements, as indicateda For in Table 1, around SGP siteZhang and measurements from also a comprehensive set of surface measurements, as indicated in Table 1, around the SGP site and measurements from satellites such as GOES. For further details refer to Zhang et al (2000). There is satellites such as GOES. cated in Table 1, around the SGP site and measurements from There are three frequently used area-based data analysis also a comprehensive set of surface measurements, as indiThere are for three frequently area-based analysis satellites such as GOES. usedincluding approaches thedata analytical fitcated in Table 1,objective around analysis the SGP site and measurements from approaches objective analysismethod including thethe analytical fitting method, the line integral regular grid Thereforare three frequently usedand area-based data analysis satellites such as GOES. ting method, line integral methodanalysis and themethod regular grid a fitmethod. The the ARM SGP objective uses approaches for objective analysis including the analytical Thereapproach are three frequently usedanalysis area-based data analysis method. The ARM SGP objective method uses a hybrid of the regular-grid and line integral methting method, the line integral method and the regular grid approaches for objective analysis including the analytical fithybrid of the regular-grid and line integral methodsmethod. andapproach a variational constraining procedure (Zhang and Lin, The ARM SGP objective analysis method uses a ting method, thescale line integraldiagnosed method and the regular ods and a variational constraining procedure (Zhang Lin, grid 1997). The large from theand objective hybrid approach ofvariables the regular-grid and line integral meth1997). The large scale variables diagnosed from method the objecmethod. The ARM SGP objective analysis uses a analysis are listed in Table 2. ods and aare variational constraining procedure (Zhang and Lin, tiveFrom analysis listed in Table 2. hybrid approach of the regular-grid and in line meththe objective analysis, we illustrate Fig.integral 7 the large 1997). The large scale variables diagnosed from the objecFrom the objective illustrate 7 and the ods and a variational constraining procedure (Zhang scale vertical motion analysis, at 15:00 we UTC which isinatFigure the time theLin, tive analysis are listedatin1500 Table 2. which is at the time large vertical UTC cirrusscale has already formed and is advecting toward thethe CFobjecat 1997). The large motion scale variables diagnosed from From the objective analysis, we illustrate in Figure 7 the the cirrus has already formed and is advecting toward the SGP. The vertical velocity at 8–9 km height is approximately tive analysis are listed in Table 2. large scale vertical motion at 1500 UTC which is at the −1 CF at m SGP. vertical velocity at 8-9km height is approxi- time 0.01 s the.The From objective analysis, we illustrate in Figure 7 the the 0.01 cirrus has already formed and is advecting toward the mately m/s. large scale vertical motion at 1500 UTC which is at the time CF atRUC SGP.model The vertical 2.4.2 results velocity at 8-9km height is approxithe cirrus has already formed and is advecting toward the 2.4.2 RUC model results mately 0.01 m/s. CF SGP. The the vertical velocity at 8-9km height is approxiTo at complement OA, we also investigated the large scale The regional (large-scale for our 10km domain high resomately 0.01 m/s. forcing predicted by the RUC model. The regional (large2.4.2 RUC model results lution scale updrafthigh is obtained using the proscale simulations) for our 10 km domain resolution simulations) files from the objective analysis with the RUC operational 2.4.2 RUC model results scale is obtained usingfor theour profiles from the objecTheupdraft regional (large-scale 10km domain high resoatmospheric prediction system. RUC is an analysis system tivelution analysis with the RUC operational atmospheric predicsimulations) scale updraft is obtained using the proand numerical forecast which hadand itsdomain origins in theresoThe regional (large-scale for our 10km high tionfiles system. RUC is anmodel analysis system numerical forefrom the objective analysis with the RUC operational Mesoscale Analyses and (MAPS) which lution simulations) scale updraft is obtained the system procastatmospheric model whichprediction had itsPrediction origins in System the Mesoscale Analyses system. RUC is anusing analysis

filesand from the objective analysis thehad RUC numerical forecast model with which its operational origins in the atmospheric prediction system. RUC is an analysis system Mesoscale Analyses and Prediction System (MAPS) www.geosci-model-dev.net/5/829/2012/ which and numerical forecast model which had its origins in the Mesoscale Analyses and Prediction System (MAPS) which

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Table 1. The surface measurement used by the objective analysis at the ARM SGP site at Oklahoma USA, used for the objective analysis during the 9 March 2000 campaign and the variables measured by each instrument.

Platform Name

Variables Measured

Surface Meteorological Observation Stations(SMOS) Energy Budget Bowen Ratio (EBBR) Stations Eddy Correlation Flux Measurement System (ECOR) Oklahoma and Kansas mesonet stations (OKM and KAM) Microwave Radiometer (MWR) stations

surface pressure, surface winds, temperature, humidity surface latent and sensible heat fluxes, surface broadband net radiative flux surface vertical fluxes of momentum, sensible heat flux, latent heat flux surface precipitation, pressure, winds, temperature column precipitable water, total cloud liquid water

GOES satellite

clouds and broadband radiative fluxes

Table 2. The diagnosed variables output by the Objective Analysis Relative Humidity Dew Point Precipitation snow depth Freezing levels CAPE/CIN Precipitable water Soil moisture Vertical velocity Gust wind speed Cloud fraction Pressure of max Theta-E in column Equilibrium level height

Surface Temperature Sea-level pressure Snow accumulation Precipitation type 3 h pressure changes Lifted Index Helicity Tropopause pressure PBL depth Cloud base height Visibility convective cloud top height

to explain the difference in forcings between the objective analysis results and the RUC model prediction. Given that the direction of the mean atmospheric flow at cloud level is over the Rocky Mountains on the 9 March and the SGP CF is on the lee side of the mountains, the vertical motion could be explained by gravity waves. This could explain why the objective analysis suggested a larger vertical velocity than the RUC model. In order to evaluate the potential of gravity waves to influence the cirrus formation, we have performed gravity wave simulations for the whole of the USA for 9 March 2000 using the model 3DVOM described in the next section. 2.4.3

and Prediction System (MAPS) which was developed at the Forecast Systems Laboratory (FSL) in 1988. The first RUC model with a 3 h data assimilation cycle, 60 km resolution, and vertical 25 levels was established at the National Center for Environmental prediction (NCEP) in 1994. In 1998, this was followed by the RUC-2 model which had a 1 h data assimilation cycle, 40 km resolution and 40 levels. RUC-20 (20 km resolution, 50 levels) and RUC13 (13 km resolution, 50 levels) were developed in 2002 and 2005 separately. Providing short range weather forecasts is the primary use of RUC model and evaluation of other models. The diagnostic variables derived from RUC model is listed in Table 2. The RUC model, being initialised with updated data every hour, is a great strength as well as the fact that all the data are on isentropic vertical levels. The horizontal resolution, however, is a weakness for this case as it is still insufficient to describe local topographical circulations for this high resolution case. For 9 March, the RUC model indicates little to no ascent rate (approximately zero and certainly bounded by 0.0016 m s−1 ) in the region in which the cirrus cloud is formed. So in summary, the objective analysis indicates a weak ascent whereas the RUC model indicates essentially no ascent. Since the objective analysis is making use of observed local data to where the cloud is observed and this data may contain signatures in the data of local forcings, we seek www.geosci-model-dev.net/5/829/2012/

Gravity wave analysis using 3DVOM

As shown in Fig. 8, the most prominent topological feature in this map of the USA is the Rocky Mountains (RM). The RM extend for more than 3000 miles in length and cover approximately 300 000 square miles and are positioned to the west of the SGP ARM site. With a south-west atmospheric advection, the influence of gravity waves on the cirrus formation on the lee side of the mountains is highly likely. In this study, we make use of the 3DVOM model called 3-D velocities over mountains which is a finite-difference numerical model designed for high-resolution simulations of lee waves generated by flow over complex terrain. The model is based on a set of time-dependent, simplified, quasi-linear equations of motion for a dry atmosphere (see Vosper and Worthington 2002; 2003 for details), typically run with European Centre for Medium Range Weather Forecasting (ECMWF) winds. The model was run at a 1 km resolution for the entire USA, initialised in this case with NCEP winds and the topology specified from the data that went into making Fig. 8. The resulting map of gravity wave vertical motion determined by 3DVOM at the cloud level is shown in Fig. 9. It shows clearly that gravity waves are predicted to cause ascending motion in the region where the cloud forms (roughly 300 km upwind) and during much of its advection toward the SGP CF site. Consequently, to obtain the vertical forcing for the high resolution cloud resolving simulation, we extracted Geosci. Model Dev., 5, 829–843, 2012

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Yang et al.: GCSS WG2 - Case Study 836

H. Yang et al.: GCSS WG2 – Case Study

Fig. 8. Topology of the USA (m). This is used to initialise the surface heights for the gravity wave simulations in the 3DVOM model. The

Fig. 8. Topology the USA (m). SGP ThisCentral is usedand to Boundary initialiseFacilities the surface for the gravity wave in the project). 3DVOM model. The white dotsofindicate the ARM (dataheights from Global Land One-km Basesimulations Elevation (GLOBE) white dots indicate the ARM SGP Central and Boundary Facilities (data from Global Land One-km Base Elevation (GLOBE) project). the vertical forcing from Fig. 9 along the advection path of the cirrus cloud from formation to the SGP CF. The gravitymodel wave forcing at cirrus cloud level as a function of timeof is numerical designed for high-resolution simulations given in Fig. 10. lee waves generated by flow over complex terrain. The plot of vertical velocity forcing as a function of height The model is based set10, of indicates time-dependent, simplified, and time, shownon in aFig. gravity waves superimquasi-linear equations of motion for a dry atmosphere posed with various wavelengths that are undergoing an(see ascent Worthington (hence cooling)2002; beginning at the where the cirVosper and 2003 forlocation details), typically is observed to firstfor form. This agrees veryWeather well withForewhere run with rus European Centre Medium Range the cloud forms from satellite observation and the gravity casting (ECMWF) winds. The model was run at 1km resowave forcing intensifies as the cloud advects toward the SGP lution for the entire USA, initialised in this case with NCEP site, in agreement with the satellite observation. In the fiwinds and topology specified the dataover thatthewent nalthe stages of when the cloudfrom is advecting SGPinto site, making Figure 8. the gravity wave undergoes descent. So the modelled gravity wave forcing ascent or cooling the clouddeterlayer The resulting mapprovides of gravity wave verticalto motion is consistent with maintaining layer as9.it mined bythat 3DVOM at the cloud level isa cirrus showncloud in Figure the CF waves site. Weare alsopredicted note that to thecause mean verIt shows advects clearlytoward that gravity astical velocity from the gravity wave simulation agrees well cending motion in the region where the cloud forms (roughly with the vertical velocity from the objective analysis.

300 km upwind) and during much of its advection toward the SGP CF site. Consequently, to obtain the vertical forcing for the high resolution cloud resolving simulation, we extracted 3 Model and first results the vertical forcingsetup from Figure 9 along the advection path of the cirrus cloud from formation to the SGP CF. The gravWe now describe how the observations were used to set up ity wave the forcing at cirrus asare a function is modelling study cloud and firstlevel results illustratedof justtime for the given in Figure UK Met10. Office large eddy simulation model (LEM) to test The plot of vertical velocity forcing as a function of height and time,Geosci. shownModel in Figure indicates Dev., 5,10, 829–843, 2012gravity waves superimposed with various wavelengths that are undergoing an ascent (hence cooling) beginning at the location where the cirrus is observed to first form. This agrees very well

if the case is appropriate for an inter-comparison. We begin with a brief description of the LEM model. 3.1

UK LEM Model

To establish the modelling case based on the 9 March ARM SGP observations, we used the UK Met Office Large Eddy Model (LEM) v2.3 (Mace, 1998; Gray et al., 2001). The UK Met Office LEM performs numerical integrations using basic equations for momentum, thermodynamics and continuity. The model is non-hydrostatic and uses the deep anelastic approximation (quasi-Boussinesq) which allows for small pressure and density variations from the reference hydrostatic state. Periodic boundary conditions are used at the horizontal edges of the domain and rigid lid conditions are used at the surface and top of model boundaries. The model has been used for several studies of cirrus (Dobbie and Jonas, 2001; Marsham and Dobbie, 2005; Marsham et al., 2006; Yang et al., 2011). The version we use has a fully integrated Fu-Liou radiation scheme to address the radiative properties and heating rates of the cloud. Details of the radiation scheme are proth Fig. 9. Gravity plot at the cirrus and levelJonas for March vided below and inwave papers such as Dobbie (2001),9 2000. Colour codes indicate(2005) ascentand rateMarsham (positive) (negative) in Marsham and Dobbie et or al. descent (2006). We m/s. These results are derived the output of 3DVOM provide a brief description here. from The radiation model used model isruns. based on Fu and Liou (1992, 1993) with an ice radiation package (Fu, 1996; Fu et al., 1998) and is coupled with the LEM and used to assess cirrus radiative properties, as

ward the SGP site, in agreement with the satellite observawww.geosci-model-dev.net/5/829/2012/ tion. In the final stages of when the cloud is advecting over the SGP site, the gravity wave undergoes descent. So the modelled gravity wave forcing provides ascent or cooling to

o initialise the surface heights for the gravity wave simulations in the 3DVOM model. The oundary Facilities (data from Global Land One-km Base Elevation (GLOBE) project). H. Yang et al.: GCSS WG2 – Case Study

837

on simulations of errain. ndent, simplified, atmosphere (see details), typically ge Weather Forerun at 1km resocase with NCEP ata that went into

cal motion deterown in Figure 9. icted to cause asd forms (roughly ection toward the ertical forcing for −1 Fig. 9. Gravity wave plot at the cirrus level for 9 March 2000. Colour codes indicate ascent rate (positive) th or descent (negative) in m s . Fig. 9. Gravity wave plot at the cirrus level for March 9 2000. These results are derived from the output of 3DVOM model runs. on, we extracted Colour codes Yang et al.: GCSS WG2 - Case Studyindicate ascent rate (positive) or descent (negative) in 9 e advection path m/s. These results are derived fromIWC theand output a valueofof3DVOM generalisedmodel effective size of 35 µm (a GP CF. The gravruns. similar approach also used in water clouds, see Dobbie et al., unction of time is 1999), which is in keeping with the observations after converting between generalised effective size and effective size and observations more generally (see Fu, 1996). Rayleigh scattering is treated for molecules and gaseous absorption using a correlated k-distribution method inward the SGP site, in agreementis implemented with the satellite observacluding gaseous absorption by O3 , CO2 , CH4 , N2 O and H2 O. tion. In the final stages of whenThe theCOcloud is advecting over 2 , CH4 and N2 O are assumed to have uniform mixing the SGP site, the gravity wave ratios undergoes Sowiththe throughoutdescent. the atmosphere concentrations of 330, 1.6 and 0.28 ppmv, respectively. modelled gravity wave forcing provides ascent or cooling to

unction of height ravity waves suare undergoing e location where agrees very well Fig. 10. Modelled gravity wave forcing (m s−1 ) versus time (h). Fig. 10. Modelled gravity wave forcing (m/s) versus time (hours). This is the modelled gravity wave forcing that the cloudis experiences observation and the cloud layer that consistent maintaining a cirrus 3.2 with Model setup for the GCSS inter-comparison This is the modelled gravity wave forcing that the cloud experiences as it advects from where it first formed to when it arrives at the ARM as it advects from where it first formed to when it arrives at the ARM cloud advects tocloud layer as it advects toward the CF site. We also note SGP CF, where it is observed by the MMCR radar. SGP CF, where it is observed by the MMCR radar.

was done by Dobbie and Jonas (2001), Marsham and Dobbie (2005), et al.velocity (2006) and Yang et al. (2011). rathat the Marsham mean vertical from the gravity wave The simuladiative transfer derivedfrom usingthe theobjective discrete tion agrees wellequation with thesolution verticalisvelocity ordinates delta four-stream solution approach as discussed in analysis. Liou (1986) or papers such as Li and Dobbie (1997). The Fu-Liou δ-four-stream model is a 1-D algorithm that is all columns The Fu-Liou radi3 applied Model to setup and firstindependently. results ation model has six solar and twelve infrared bands. The scheme linked tohow the the water in the LEMwere including ice,setliqWe nowisdescribe observations used to up uid modeling droplets, rain, and vapour. the studygraupel, and firstsnow results arewater illustrated justFor forthe the case Met study,Office the optical are specified the to cloud UK large properties eddy simulation modelusing (LEM) test if the case is appropriate for an inter-comparison. We begin with a brief description of the LEM model. www.geosci-model-dev.net/5/829/2012/

3.1 UK LEM Model th

The model domain size was 10 km in the horizontal by 20 km in the vertical. The horizontal resolution was set to 100 m and a variable vertical resolution was used with 100 m resolution for much of the domain (from 5 km to 10 km) and includFig.the 11.cloud Initiallayer, profileswith of pressure, potential temperature, ing lower resolution above and horizonbelow tal wind, andThe water vapour mixing ratio at the starton location upwind this region. resolution was selected based the aircraft from the CF. The profiles are obtained by taking the observed values turbulence analysis presented which indicated it was an apat the CF and backtracking them through the effects of the gravity propriate scale in which to separate resolved and unresolved wave to the starting location. This ensures that the profiles will be motions. The model simulation time was four hours duration. as observed after the effects of the gravity wave in the modelling. Time zero is associated with 14:00 UTC when the cloud first forms. No cloud is initially specified in the model. At the first time of the simulation, ties, as was done step by Dobbie and Jonasrandom (2001),perturbaMarsham tions in potential temperature of ±10 % and water vapour and Dobbie (2005), Marsham et al. (2006), and Yang et al. mixing ratio of ± 5 % are imposed between 6 and 10.5 km to (2011). The radiative transfer equation solution is derived us-

ing the discrete ordinates delta four-stream solution approach as discussed in LiouGeosci. (1986) or papers such5,as Li and Dobbie Model Dev., 829–843, 2012 (1997). The Fu-Liou δ-four-stream model is a 1D algorithm that is applied to all columns independently. The Fu-Liou radiation

838

H. Yang et al.: GCSS WG2 – Case Study

Fig. 11. Initial profiles of pressure, potential temperature, horizontal wind and water vapour mixing ratio at the start location upwind from the CF. The profiles are obtained by taking the observed values at the CF and backtracking them through the effects of the gravity wave to the starting location. This ensures that the profiles will be as observed after the effects of the gravity wave in the modelling.

establish initial inhomogeneity in the cloud layer (see Marsham and Dobbie, 2005). We impose two forcings on the simulations in the intercomparison, first a large scale gravity wave forcing updated every 201 s during the simulation. The gravity wave forcing is applied throughout the whole vertical domain for simplicity. Second, a Solar and infrared radiative heating profile is applied at every time step and updated every 5 min. Periodic boundary conditions are used at the horizontal limits of the domain and in the vertical no slip conditions are imposed at the surface and top of the model atmosphere. Heterogeneous and homogeneous nucleation modes are permitted in the runs. Horizontal winds are specified from the radiosonde vector-resolved winds into the direction of the advection. The MMCR based at the SGP CF is the key remotesensing tool used to obtain the comparison fields for the case and so its location at CF is the point at which the cirrus cloud is compared quantitatively with the remote sensing. The cloud, however, forms approximately 300 km upwind from the CF. Thus, we have a choice to either spin-up the modelled cloud to agree with the observations at the CF (thereby ignoring the formation and evolution phase) or to model the formation and evolution during advection to the SGP CF and compare with observations at that time. For this case development, the latter approach was taken, to form the cloud in the model based purely on the forcings acting to create the cloud rather than spin up the model cloud

Geosci. Model Dev., 5, 829–843, 2012

to artificially “agree” with an observed cloud which has a long history of evolution and is continuously changing as it advects over the observing point at the SGP CF. So we must recreate the conditions upwind when the cloud formed. We have a few constraints available to do this. From the satellite observations, the cirrus cloud was observed to first form at 14:00 UTC and took about 210 min to advect to the CF, roughly 300 km distance. Also, we know the thermodynamic profiles observed at the CF after the cloud advects to the CF. This is after the profiles have undergone forcings during the prior 210 min during the time when the cloud advects from formation location to the CF. Therefore, to obtain the profiles local to where the cloud formed, we apply the forcing in reverse to obtain the initial profiles. This ensures that when the profiles are forced during the 210 min advecting to the CF they will then agree with the observed profiles. We know the cloud first forms with the initial upwind profiles. It was necessary to adjust the initial cloud layer relative humidity to have a slight super-saturation with respect to ice of 10 %. This was equivalent to applying a small temperature adjustment of 1–2 K in the cloud layer, which is within observed error, so as to ensure that cloud formation occurred immediately (as observed) when modelled. With this small adjustment, the cloud forms at the observed time. We have performed runs for initial vapour profiles both with and without the Miloshevich et al. (2001) correction applied to the water vapour profile (see Figs. 13 and 14). We note that with the corrected profile, we again adjust to a slight

www.geosci-model-dev.net/5/829/2012/

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Yang et al.: GCSS WG2 - Case Study super-saturation with respect to ice of 10 % at the time of when the cloud is observed to begin to form. The initial profiles are shown in Fig. 11. To ensure that the small adjustment did not dictate the cloud IWC when compared to observations at 210 min, runs were performed without the gravity wave forcing applied (only the small initial super-saturation remained). The cloud initially formed a low IWC cloud that dissipated quickly. Therefore, the small adjustment ensured that the cloud formed at the observed time and that the cloud IWC of the simulation was dictated by the gravity wave forcings and not due to uncertainty in the initial profile. The above modelling case ensures that the cloud forms at the correct time and evolves under the influence of the external gravity wave forcing and can be compared to observations at the CF after the 210 min duration of model run. For the initial comparison, we used a 2-D simulation and performed the run for a four hour duration and compared with observations at 210 min. The 2-D domain is not for the full 300 km domain which is more computationally taxing for high resolution simulations, not to mention problematic for periodic boundary conditions and a spatially varying forcing. The horizontal domain is 10 km which is taken to be a local region of cloud. The domain should be viewed as a Lagrangian domain advecting (and so advective tendencies which are small are ignored) with the mean wind from the cloud formation site to the CF site. The initial profiles of wind have their shape retained so as to ensure the correct shear is used in the simulation, which is essential. The cirrus layer is completely detached from surface and boundary layer influences and so the mean wind-field is not important. First results are shown for LEM 2-D simulations described in the next section. The case data files are available at: http://homepages.see.leeds.ac.uk/∼lecsjed/huiyi/gcss/. 3.3

First model comparisons to the GCSS case study

The UK Met Office LEM model version 2.3 was used to do a first test simulation of the case to evaluate the performance of a representative high resolution cloud model in preparation for the inter-comparison. Figure 12 shows the results of the LEM simulation at four times: 60, 120, 180 and 210 min. The time of 210 min is when the cirrus cloud is to be compared to observations. The growth and then decay of the ice water mixing ratio (IWMR) in Fig. 12 illustrates the importance of the gravity wave forcing on dictating the time evolution of the cirrus cloud. In Fig. 13, we compare the cirrus IWMR to the retrieved results. The red crosses indicate the retrieved IWMR for a 10 min averaging period centred around 17:30 UTC. We see that the magnitude of the cloud modelled cloud IWMR (roughly 2×10−7 kg kg−1 ) is in reasonable agreement to retrievals. No tuning of parameters was performed in the model run. We note that the cloud depth is similar in both the observed and modelled results. In Fig. 14, we compared the modelled and retrieved INC results. The red crosses are www.geosci-model-dev.net/5/829/2012/

Fig. 12. Shown are the total ice water mass mixing ra-

Fig. 12. Shown are the total ice water mass mixing ratio (kg/kg) tio (kg kg−1 ) (total indicates ice and snow which are ice aggregates (total indicates ice and snow which are ice aggregates in this simuin this simulation) versus height at four times during the UK Met lation) versus height at four times180 during themin. UKThe Met Office LEM Office LEM simulation: 60, 120, and 210 cirrus cloud simulation: 120, 180, and 210 tominutes. Theatcirrus cloud modmodelled 60, in the LEM is compared observations 210 min. elled in the LEM is compared to observations at 210 minutes.

Fi res a1 are ac

again the retrieved results. In the figure we note the cloud of appreciable IWMR(IWMR) between the dashed lines indicating the ice iswater mixing ratio in Figure 12 illustrates the cloud top and base from Fig. 13. This shows reasonable importance of the gravity wave forcing on dictating the time agreement of modelling to retrieved INC averaged over the evolution theperiod. cirrusBased cloud. same 10of min on the modelled and retrieved reIn Figure 13, weand compare thecase cirrus IWMR to the retrieved sults for IWMR INC the appears appropriate for results. The red crosses indicate the retrieved IWMR for a use in the model inter-comparison study. Model simulations to observations forcentred fall speeds are presented in the We 10 compared minute averaging period around 17.30 UTC. inter-comparison paper. We nowcloud presentIWMR raseefollow-on that the GCSS magnitude of the cloud modelled diative 2×10 heating−7rates and then with discussing two im(roughly kg/kg) is infinish reasonable agreement to reportant sensitivities for the case. trievals. No tuning of parameters was performed in the model The radiative heating profile for both solar and inrun. We note that the cloud depth is similar in both the obfrared (IR) was also output by the LEM model and stored served modeled results. In Figure 14 weincompared as a and forcing to be used by the other models the inter- the modelled and retrieved INC results. TheSolar red crosses again comparison. The radiative heating by and IR are at the thetimes retrieved the210 figure of 60,results. 120, 180Inand min we are note shownthe in cloud Fig. 15.is of The radiative forcing profilesthe were prepared the inter- the appreciable IWMR between dashed linesforindicating comparison at intervals of 5 min, which is deemed acceptable cloud top and base from Figure 13. This shows reasonable by assessing the rate of changes of cloud IWC. over the same agreement of modelling to retrieved averaged We now discuss a couple of key sensitivities forretrieved the case. re10 minute period. Based on the modelled and Sensitivities of the runs to heterogeneous and homogeneous sults for IWMR and INC the case appears appropriate for nucleation were investigated since the cloud temperature usewas in the model study. Modelforsimulations ◦ C and, hence, it was about −38inter-comparison possible heterocompared observations fornucleation fall speedstoare presented in the geneous toand homogeneous play a role. We follow-on inter-comparison We now allowed GCSS both nucleation modes to paper. be switched on in present the

radiative heating rates and then finish with discussing two important sensitivitiesGeosci. for the Model case. Dev., 5, 829–843, 2012 The radiative heating profile for both solar and infrared (IR) was also output by the LEM model and applied as a forcing for the case. The radiative heating by Solar and IR

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H. Yang et al.: GCSS WG2 – Case Study

model runs. In the UK LEM model it uses the Meyers et al. (1992) scheme for heterogeneous nucleation. We have used the standard scheme and we have also run the model with a Meyers’s nucleation capped at a maximum supercooling of −30 ◦ C (see Vaughan et al., 2008), which for our modelled cloud showed very little difference compared to using the standard Meyers scheme (since supersaturations are often quenched before reaching this threshold). From the simulations and from the retrievals, we believe that heterogeneous nucleation is the dominant mechanism for the cirrus cloud in the early stages of the cloud (i.e., before 18:30 UTC). The observed average number concentration is approximately 1 L−1 (averaging in-cloud over a 10 min period centred on 17:30 UTC). Furthermore, the ascent rate predicted by the RUC model is below 1 cm s−1 and the objective analysis and gravity wave simulation predict up to a few cm s−1 ascent rate. Karcher and Lohmann (2003) illustrate the competition between heterogeneous and homogeneous nucleation for various updraft speeds and show that heterogeneous nuFig. 13. IWMR (kg/kg) versus height (km). The lines are modelledcleation is dominant for updrafts up to about 6 cm s−1 . Alresults and the red crosses are retrieved observations averaged overthough the cooling promotes rising supersaturation, it rises a 10 minute period centred on 17.30 UTC. The black and green linesslowly for slow updrafts and first leads to heterogeneous nuare indicated initial water vapour profiles corrected or uncorrectedcleation that produce ice particles that act to reduce the suFig. 13.to IWMR (kg kg−1 )etversus height (km). The lines are modaccording Miloshevich al. (2001). Fig.elled 13. IWMR (kg/kg) (km). observations The lines are modelled persaturation through vapour deposition and prevent increasresults and the redversus crossesheight are retrieved averaged ing supersaturation and reaching homogeneous nucleation. results red crosses are on retrieved observations overand a 10the min period centred 17:30 UTC. The blackaveraged and greenover are period indicated initial water vapour profiles uncor-lines It depends also on the number of ice nuclei available which a 10lines minute centred on 17.30 UTC. The corrected black andorgreen rected according to Miloshevich et al. (2001). are indicated initial water vapour profiles corrected or uncorrected we do not have observations for, but we would not expect low concentrations in that region. Runs with only homogeaccording to Miloshevich et al. (2001). neous nucleation switched on required much greater supersaturation driven by a stronger forcing, which did not agree with the strength of the forcings acting at the earlier stages of the cloud evolution (before 18:30 UTC). We agree with Solch and Karcher (2011) that homogeneous nucleation is likely to be dominant in the later stages of the cloud evolution when the cloud deepens dramatically after 18:30 UTC. This is consistent with the significant increases in cloud depth, the high IWCs and INC (up to 100 L−1 ). The models involved in the GCSS inter-comparison range from 1-D through to 3-D and so it was important to assess the influence of model dimensionality for the case. To-date, there does not exist in the literature a testing of sensitivity of cirrus to model dimensionality for a wide range of forcings or specifically for the magnitude of forcing that is applied in this case. To illustrate the importance of dimensionality for our case, we present model results in Fig. 16 showing various combinations of ratios of 1-D and 2-D to 3-D results. The clouds are set up in the same manner as the standard case developed in this study except for the 1-D runs, where we used an ensemble of 30 1-D runs since the 1-D results are initialised with a single random perturbation in each verFig. 14. Same as Fig. 13 except for INC. The two dashed black lines tical level. So different random perturbations were used for the domain of significant IWMR corresponding Fig. 13.black Fig.indicate 14. Same as Figure 13 except for INC. The twotodashed green and lines are as thin in regions of negli- toeach run in the ensemble. The ensemble average of IWP was linesTheindicate theblack domain of presented significant IWMR corresponding compared to 3-D model results. gible IWMR. Figure 13. The green and black lines are presented as thin in re- It is shown in Fig. 16 that the 1-D to 3-D differ by as gions of negligible IWMR. much as a factor of two (for appreciable IWP) early on in Fig. 14. Same as Figure 13 except for INC. The two dashed black lines indicate the domain of significant IWMR corresponding to Geosci. Model Dev., 5, 829–843, 2012 www.geosci-model-dev.net/5/829/2012/ Figure 13. The green and black lines are presented as thin in regions of negligible IWMR.

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Fig. 15. Heating rate (K/day) profiles taken from the UK Met Office LEM model running with the Fu-Liou radiation scheme for March 9th 2000 at simulation times 120 and 210 minutes. The plots indicate very little variability in the heating rates except for about 8 to 9km where the cloud forms and evolves.

Fig. 15. Heating rate (K day−1 ) profiles taken from the UK Met Office LEM model running with the Fu-Liou radiation scheme for 9 March 2000 at simulation times 120 and 210 min. The plots indicate very little variability in the heating rates except for about 8 to Fig. 15. Heating rate (K/day) profiles taken from the UK Met Office LEM model running with the Fu-Liou radiation scheme for March 9th 9 km where the cloudtimes forms120 andand evolves. 2000 at simulation 210 minutes. The plots indicate very little variability in the heating rates except for about 8 to 9km where the cloud forms and evolves.

Fig. 16.figure The figure shows the modelled ratio 1Dtoto3-D 3D IWP to 3D IWPIWP (right) as a function of time.of time. Fig. 16. The shows the modelled ratio of of 1-D IWP(left) (left)and and2D 2-D to 3-D (right) as a function

the simulation; however, at the comparison time of 210 min ever, there was no benefit of observations to help distinguish the difference is reduced significantly. The 2-D run compares between model performances. Thus, a well-observed case well with the 3-D run for the full duration of the simulation study was decided as being the main focus of the current so it illustrates that it is appropriate to use 2-D simulations GCSS inter-comparison case study detailed in this paper. Thewithout figure shows the modelled ratio of 1D 3D IWP (left) and 2D The to 3D cirrus IWP (right) as aobserved function of at time. forFig. this16.case significant differences toto3-D simulacloud the SGP ARM site on tions for IWMR. 9 March 2000 was selected primarily because the cirrus cloud advected directly over the observing site during an enhanced observations campaign as part of the ARM SGP IOP for the month of March. The case makes use of valuable re4 Summary motely retrieved values of IWC, INC and fall speed of ice particles. Having all three quantities is very beneficial for the The previous GCSS cirrus inter-comparison (Starr et al., inter-comparison in that it offers a far more discerning eval2000) showed a wide range of results for idealised cases uation of models than comparing against a single quantity which raised concerns about the accuracy of cirrus modsuch as IWC. elling. Much was learned from that inter-comparison; howwww.geosci-model-dev.net/5/829/2012/

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842 The cirrus formed upwind from the SGP site and so we made use of GOES satellite remote sensing to determine the approximate time of cloud formation. The forcing that the cloud experienced during advection to the SGP site has been assessed using the RUC model, objective analysis and 3DVOM gravity wave simulations. We find that the forcings predicted by the objective analysis and gravity wave simulations are consistent in average magnitude and that the modelled gravity wave forcing correctly predicts the time and location of ascent where the cloud is observed to form. Initial testing of the case was performed with a cloud model to determine if the model would produce reasonably sensible results and thereby suggest that the case would be appropriate for a more detailed model inter-comparison study. Modelling results were obtained using the UK Met Office LEM in 2-D mode. The resolution of the model runs was established by analysis of the aircraft turbulence observations, which indicated that the inertial subrange was at approximately 100 m. The model runs were developed as a quasiLagrangian 10 km domain moving with the mean advective velocity for the cloud layer. Results from the simulations indicate that the cloud IWC, INC and cloud thickness are in reasonable agreement. The cirrus cloud forms at the correct time, within observational uncertainty, under the forcing of gravity waves that were derived following the advection of the cloud from formation to the SGP site, as determined by the 3DVOM gravity wave simulations. Some important sensitivities were tested such as the dominant nucleation mode which is believed to be heterogeneous nucleation. Heterogeneous nucleation is consistent with the thin appearance and relatively low INC when the cloud advects over the ARM site in the early stages as well as the weak large scale forcings that were predicted by the objective analysis and models (3DVOM and RUC). LEM runs with and without homogeneous nucleation showed negligible differences. In addition, the model dimensionality was tested given that the intercomparison will involve models running in 1-D, 2-D and 3D. It was found that the 2-D performed similar to 3-D results, whereas a factor of 2 change was noted in the IWMR early on in the cloud development in switching to 1-D. This paper presented the development of the case for the current GCSS cirrus inter-comparison. The intention of this work was to provide a well characterised case study that can be used not only for the inter-comparison, but will remain available to cirrus modellers for the future so that model updates and development of new cirrus models can be tested within its framework. In a follow-on paper, we will illustrate the inter-comparison results. Although one detailed comparison case is not enough to comprehensively test of cirrus models, this well-characterised case is an important step forward in evaluating our current capability and shortcomings in cirrus modelling.

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H. Yang et al.: GCSS WG2 – Case Study Appendix Abbreviations 3DVOM ARM CF CPMCP CSMs CVAM ECMWF FSL GCMs GCSS GEWEX ICMCP INC IOP IR IWC IWMR IWP LEM MMCR NCEP NOAA PSD RM RUC SCMs SGP WG2

3-dimensional Velocities Over Mountains Atmospheric Radiation Measurement Central Facility Cirrus Parcel Model Comparison Project Cloud Scale Models Constrained Variational Analysis Method European Centre for Medium Range Weather Forecasting Forecast Systems Laboratory General circulation Models GEWEX Cloud System Study Global Energy and Water Cycle Experiment Idealized Cirrus Model comparison Project Ice number Concentration Intensive Observation Period Infrared Ice Water Content Ice Water Mixing Ratio Ice Water Path Large Eddy simulation Model Millimeter Cloud Radar National Center for Environmental Prediction National Oceanic and Atmospheric Administration Particle Size Distribution Rocky Mountains Rapid Update Cycle Single Column Models Southern Great Plains Working Group 2

Acknowledgements. Thanks to the Atmospheric Radiation Measurement (ARM) programme for providing data. We acknowledge Jon Petch (UK Met Office) as first mentioning potential gravity wave influences for the case. Thanks to Matt Woodhouse (University of Leeds) for input in responding to the reviewers comments regarding aerosol loadings. HY would like to thank Damian Wilson (Met O) for helpful comments and the UK Met Office for PhD part-funding. Edited by: K. Gierens

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