September 2011

September 2011 NSDL - Trusted by more than One Crore account holders Visit by Financial Sector Assessment Team (FSAP) team to NSDL in September 2011

the Participant has direct access to the bank records for verification of bank details provided by the clients. (Ref: Circular No. NSDL/POLICY/2011/0062 dated August 4, 2011, which is posted on NSDL website www.nsdl.co.in.) SEBI’s Circular on Investment by Foreign Investors in Mutual Fund Schemes.

(Hon’ble officials of FSAP team with NSDL officials during the visit to NSDL in September 2011. From L to R: Mr. Milind Mungale – NSDL, Mr. Prashant Vagal – NSDL, Mr. Harish Natarajan (Financial Sector Specialist) - The World Bank, Mr. Samar Banwat – NSDL, Ms. Froukelien Wendt (Senior Financial Sector Specialist) - The World Bank)

Foreign investors (termed as Qualified Foreign Investors/ QFIs) who meet KYC requirement may now invest in equity and debt schemes of Mutual Funds (MF). This has been informed vide SEBI’s Circular No. CIR/IMD/DF/14/2011 dated August 9, 2011. The following two routes can be used for this investment: 1.

Proof for bank details not necessary where access to bank records is available with Participants

Direct route - Holding MF units in demat account through a SEBI registered Depository Participant (DP).

2.

Procedure for capturing bank details in the depository account has been simplified and now clients need not submit proof of bank details (such as bank account number, MICR code, etc.) to the Participants, provided

Indirect route - Holding MF units via Unit Confirmation Receipt (UCR).

(Ref: Circular No. NSDL/POLICY/2011/0064 dated August 10, 2011, which is posted on NSDL website www.nsdl.co.in.)

Performance Summary Investor Accounts ..................... 1,18,50,511 Participants ...................................... 297 Participant Service Centres ............... 13,379 Demat Custody .................... ` 60,58,211 Cr. Settlement ...........................` 1,10,879 Cr. Companies available for demat ............ 9,154 Instruments ❖ Debentures/Bonds ........................ 6,527 ❖ Securitised Instruments ................... 907 ❖ Commercial Papers ....................... 1,906 ❖ Certificates of Deposit ................... 1,378

List of New Participant Centres Companies Name Change Securities Admitted For Dematerialisation Corporate Action Statistics Calendar of Events Topic of Interest

For Private circulation only

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SEBI Circular on Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES) SEBI has commenced processing of investor grievances in a centralised web-based complaints redressal system called ‘SCORES’ which was informed vide SEBI’s Circular No. CIR/MIRSD/20/2011 dated September 12, 2011. The salient features of this system are: Centralized database of all complaints; Online movement of complaints to the concerned entities; Online upload of Action Taken Reports (ATRs) by the concerned entities; and Online tracking of status of complaints by investors. (Ref: Circular No. NSDL/POLICY/2011/0072 dated September 13, 2011) Acceptance of request for change of address of body-corporate accounts through an authorised representative As per present procedure, for change of address by a Body Corporate, atleast one of the authorised signatories of the corporate entity has to visit the office of the Participant in person to submit its application. To simplify the process for change of address, the procedure has been revised wherein, if the authorised signatories of a body-corporate account expresses their inability to personally visit the Participant’s office, he/she can submit the application for change of address through an authorised representative. (Ref: Circular No. NSDL/POLICY/2011/0073 dated September 15, 2011) SEBI Circular on revised procedure for seeking prior approval for change in control through single window With a view to expedite the process of granting prior approval for change in control for certain intermediaries, viz., Stock Brokers and Sub-brokers, Merchant Bankers, Debenture Trustees, Registrar to an Issue and Share Transfer Agents, Underwriters, Depository Participants, Bankers to an Issue and Credit Rating Agencies, SEBI vide Circular No. CIR/MIRSD/14/2011 dated August 2, 2011 has decided to adopt a ‘single window clearance at SEBI’, for the above intermediaries in case of their having multiple registrations with SEBI. (Ref: Circular No. NSDL/POLICY/2011/0063 dated August 4, 2011) NCDO training / certification programmes for Participants NSDL conducts training and certification programmes for Participants to increase the availability of trained personnel for depository operations. In August 2011, such programmes were conducted in Chennai, Guwahati, Hyderabad, Indore, Jaipur, Kolkata, Mumbai, Nagpur, Nashik, New Delhi, Pune, Raipur and Vijaywada. In all, 343 persons attended the training programmes conducted at these locations. One Participant became operational in NSDL during August 2011 In August 2011, following Participant became operational in NSDL. Sr. No. 1

Participant Name PUG Securities Pvt. Ltd. (DP ID IN303972)

City New Delhi

The above additions take the total number of operational Participants to 297 and the total number of DPM set-ups to 371. Closure of Manubhai Mangaldas Securities Private Limited Participant Operations NSDL has informed all its Participants that Manubhai Mangaldas Securities Private Limited (DP ID IN302742), a Participant of NSDL has informed NSDL about its decision to discontinue depository operations. (Ref: Circular No. NSDL/PI/2011/1758 dated September 7, 2011) NSDL Update September 2011

Demat-by-NSDL ... Towards a secure future !!!

Visit our website at www.nsdl.co.in

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Subscription to SPEED-e Two more Participants have subscribed to the SPEED-e facility:

The Calcutta Stock Exchange Limited (DP ID IN001027)

Smart Equity Brokers Private Limited (DP ID IN303948)

Clients of the above mentioned Participants can now avail of the facility of submitting various instructions through SPEED-e facility. This takes the total number of Participants who have subscribed to SPEED-e to 110.

Performance Summary Investors :

Participants : Client Accounts

Month -Year

Month Year

No. of Accounts (lakh)

Aug-09 Aug-10 Aug-11

100.38 108.83 118.50


Dematerialisation :


Service Centres

282 286 297

Cities / Towns

9,727 11,994 13,379

1,015 1,340 1,428

Settlement :

No. of Dematerialised Securities (Cr.)

Month Year

No. of Participants

Value of Dematerialised Securities ( ` Cr.)

30,659 39,436 50,019

Quantity of shares settled in dematerialised form (Cr.)

Month Year Aug-09 Aug-10 Aug-11

47,29,049 60,63,862 60,58,211

Value of shares settled in dematerialised form ( ` Cr.)

701 781 651

1,26,576 1,39,637 1,10,879

(Single Side)

Companies EQUITY

DEBENTURES / BONDS

No. of Month - Year Companies Operational Aug-09 7,850 Aug-10 8,451 Aug-11 9,154

Month Year

No. of Issuers


511 573 589

No. of active instruments 6,622 6,919 6,527

SECURITISED INSTRUMENTS Demat Value ( ` Cr.) 6,47,514 7,97,759 8,92,379

Month Year Aug-09 Aug-10 Aug-11


No. of Issuers

No. of active instruments

179 231 243

NSDL Update September 2011

795 1,268 1,906


636 583 585

1,055 874 907

Demat Value ( ` Cr.) 65,857 47,017 38,999

CERTIFICATES OF DEPOSIT

COMMERCIAL PAPERS Month Year

No. of Issuers

Demat Value ( ` Cr.) 86,102 1,27,793 1,51,263

Month Year

No. of Issuers



48 44 44

670 704 1,378


Demat Value ( ` Cr.) 2,48,678 3,56,795 4,28,464


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New Participant Centres ANDHRA PRADESH ANANTAPUR Dhanlaxmi Bank Limited Gopuram Road, 225 Puttaparthi, Ph.: 09581440773 BHIMAVARAM The Lakshmi Vilas Bank Limited J.P.Road GUNTUR Dhanlaxmi Bank Limited Mangalagiri Mandal, Ph.: 09849707167 The Lakshmi Vilas Bank Limited Flower Bazaar HUZURABAD HDFC Bank Limited Near RTO office, Ph.: 08727-256044 HYDERABAD Dhanlaxmi Bank Limited Vivekananda Nagar Colony 168, Kukatpally, Ph.: 09160020304 167-Banjara Hills, Ph.: 09581440771 Sanjeeva Reddy Nagar, Ph.: 09160020389 Sharekhan Limited New Maruthi Nagar Near Hanuman Temple, Ph.: 09396348501 Opp To Hyderabad Daignostics Center, Ph.: 08179086664/09000946575 The Lakshmi Vilas Bank Limited Kothapeta Cross Road Koti Opp.KPHB Colony Kukatpally M.K.St. Ranigunj Secunderabad KADAPA IDBI Capital Market Services Limited Gopagndipalli Ramapnram, Ph.: 08008634801 KAKINADA The Lakshmi Vilas Bank Limited Pulavarthi Street KALYANDURG HDFC Bank Limited Marampalli, Ph.: 0918497-221531 KHAMMAM Dhanlaxmi Bank Limited Opp. Dwacra Bazar, Wyra Road, Ph.: 09581440781 KRISHNA The Lakshmi Vilas Bank Limited Ring Road Vijayawada NELLORE Dhanlaxmi Bank Limited Behind Vijaya Dairy, Ph.: 09581440772 The Lakshmi Vilas Bank Limited Gandhi Nagar NIRMAL HDFC Bank Limited H-7 Opp : Bus Depot, Ph.: 08734-244446 NIZAMABAD Dhanlaxmi Bank Limited Kanteshwar, Armoor Road, Ph.: 09581440775 RAJAHMUNDRY The Lakshmi Vilas Bank Limited Vigram Road, T Nagar RAJAMPET Dhanlaxmi Bank Limited Railway Station Road, Ph.: 09160020383 TIRUPATHI Dhanlaxmi Bank Limited RC Road, Ph.: 09581440776 VIJAYAWADA Axis Bank Limited Eluru Road, Ph.: 0866-2571415-17 VISAKHAPATNAM The Lakshmi Vilas Bank Limited CBM Compound, Assilimetta BIHAR MUNGER Axis Bank Limited Bekapur Road, Ph.: 06344- 226099-102 SAHARSA Axis Bank Limited Maroofganj Road, Near Saharsa Railway Station, Ph.: 06478-219051-54 SAMASTIPUR Sharekhan Limited Biscoman Chowk Ganj Road, Dalsingsarai, Ph.: 06278-221158/09934257507 CHATTISAGARH RAIPUR Axis Bank Limited Jail Road Devendra Nagar, Ph.: 0771- 4225205-207, 2880093/94/59 JAGDALPUR Sharekhan Limited Dharampura Road, Ph.: 09993666999


DELHI NEW DELHI Dhanlaxmi Bank Limited Arya Samaj Road, Karol Bagh, Ph.: 09654957979 Punjabi Bagh, Ph.: 09582210976 Sharekhan Limited Takya Wali Gali Bawana, Ph.: 09210313161 Malviya Nagar, Ph.: 09582210417 Village Maszid Moth, Ph.: 011- 45792903/09953798980 GUJARAT AHMEDABAD Dhanlaxmi Bank Limited Ashram Road, Ph.: 09909014460 Sharekhan Limited Part 12 Meghaninagar, Ph.: 09558961399/09377986062 The Lakshmi Vilas Bank Limited Railway Crossing Navrangpura ANKLESHWAR Sharekhan Limited Shree Narmada Arcade, Ph.: 09173702534 BARDOLI Dhanlaxmi Bank Limited Sri Rang Plaza, Sardar Chowk, Ph.: 0990997870 BHARUCH Sharekhan Limited Opp. Nagar Palika Station Road, Ph.: 08460032788/09586044111 DWARKA HDFC Bank Limited Bhadrakali Main Road, Nr. Dwarkesh Bhojnalay, Ph.: 02892- 234797 GANDHINAGAR Sharekhan Limited Shivam Complex, Ph.: 09427054721/09426769667 The Lakshmi Vilas Bank Limited Siddharth Law College Campus JAMNAGAR IDBI Capital Market Services Limited Krushna Colony, Ph.: 08905954001 JAMNAGAR Sharekhan Limited Aerodrame Road, Ph.: 0288-2710044/9998113888 The Lakshmi Vilas Bank Limited Near Amber Cinemaplot Pandit Nehru Marg KUTCH Sharekhan Limited Near Big Byte Resturant Gandhidham, Ph.: 02836-262476/09979291881 RAJKOT Sharekhan Limited Vardhman Nagar, Apurva Palace Road, Ph.: 0281-2234269/9558822080 SURAT Sharekhan Limited Behind Ratna Dham Sankul Piplod, Ph.: 0261-6577160/09227944191 The Lakshmi Vilas Bank Limited Silver Plaza Complex, Ring Road The Surat People’S Co-Operative Bank Limited Honey Park Road, Adajan, Ph.: 0261-2766400 VALSAD IDBI Bank Limited Centre Point Bldg., Near Mahavir Nagar, Ph.: 0260-2401126/2429685 VERAVAL Dhanlaxmi Bank Limited Opp. Veravalmunicipality, Rajmahal Road, Ph.: 0990997043 HARYANA GURGAON ICICI Bank Limited Opp Galerria Mkt., Ph.: 0124-4898354 HISSAR Sharekhan Limited VPO Khairi Teh Uklana, Ph.: 01693-239290/9466533036 PANCHKULA Sharekhan Limited Vill Chandi Mandir, Tehsil, Ph.: 01733-316828/09780805906 HIMACHAL PRADESH KULLU HDFC Bank Limited NH 21, Manali Road, Banga Complex, Dhallpur, Ph.: 01902-0222502 JHARKHAND GHATSILA HDFC Bank Limited Main Road Near Railway Station

MADHUPUR HDFC Bank Limited Rajbari Campus Rajbari Road RANCHI The Lakshmi Vilas Bank Limited Ashirwad Mansion, Near Overbridge Ranchi KARNATAKA BANGALORE Dhanlaxmi Bank Limited Peenya Industrial Association Bhavan 139, Peenya, Ph.: 09742261737 Yelahanka, New Town, Ph.: 09742264122 Jaya Nagar, Ph.: 09742261704 J C Road, Ph.: 09742688555 IDBI Bank Limited Attimabbe Road, Ph.: 080-65394101-108 Sharekhan Limited 15th Main Road, Arehalli AGS Layout, Ph.: 080-26420335/9481484300 Kalyan Nagar, Ph.: 09845151964 The Lakshmi Vilas Bank Limited Old Tank Road, Ulsoor Avenue Plaza, Avenue Road OTC Nagarathpet, Main Road, City Market Mes Road, Mthyala Nagara, Jalahalli PTK Complex, Jayanagar Koramangala 153, Old Madras Road, Ulsoor BIDAR HDFC Bank Limited Thripurant, Basavakalyan, Ph.: 08481-250171 CHITRADURGA Sharekhan Limited A J Multi Complex, Nr. Venkateshwara, Ph.: 09449440344 DHARWAD Geojit BNP Paribas Financial Services Limited Opp. NTTF, P.B. Road, Ph.: 0836-2790031/32/33 MANGALORE Dhanlaxmi Bank Limited Opp SBM Law College, Ph.: 09742261724 MYSORE Dhanlaxmi Bank Limited Kamakshi Hospital Road, Sarswathipuram, Ph.: 09742264146 SHAHPUR Axis Bank Limited Veerabhadreswara Nilaya Bidar-Bangalore Road, Ph.: 08479-240500-02 KERALA ALAPPUZHA Dhanlaxmi Bank Limited M C Road, Chengannur, Ph.: 09539004036 Kanichikulangra, Ph.: 09539003614 Karthyani Temple Road, Ph.: 09539003728 Pallipattumury, 58, Thrikunnapuzha, Ph.: 09539003791 ANGAMALLY IDBI Bank Limited S P Tower, M C Road, Ph.: 0484-6000071 CHENGANNUR Acumen Capital Markets (India) Limited Hospital Junction, Ph.: 0479-2452506/094952452238 ERNAKULAM Dhanlaxmi Bank Limited M C Road, 135, Muvattupuzha, Ph.: 09539004040 Edappally, Ph.: 09446067435 Hospital Road, Ph.: 09539004171 Angamaly, Ph.: 09539004204 BCG Residency Tower, Opp. Csepz, P.O Kakkanad, Ph.: 09961196249 Desom, Aluva, Ph.: 09539003844 Gandhi Nagar, Ph.: 09539004022 High Court Campus, Ph.: 09539004062 M G Road, Ph.: 09539003684 Alwaye Munnar Road Kuruppampady, Ph.: 09539004509 Kuzhuppily, Ph.: 09539003636 Shanmugham Road, Ph.: 09539003764 IDUKKI Dhanlaxmi Bank Limited Aluva Munnar Road, Ph.: 09539004284 Thodupuzha, Ph.: 09539003649 KANNUR Dhanlaxmi Bank Limited Logans Road, Thalassery, Ph.: 09947132125 KODUNGALLUR Acumen Capital Markets (India) Limited Kunnappilli Complex lokamaleswaram, West Nada, Ph.: 0480-2803469/9847186559


KOLLAM Dhanlaxmi Bank Limited Gangothri Land Mark., Near Iron Bridge, Ph.: 09539004339 Near KSRTC Bus Stand 78, Chadayamangalam, Ph.: 0953900630 Anchal Road, 205, Punalur, Ph.: 09539004375 Karunagapally, Ph.: 09539004504 KOTTAKKAL Axis Bank Limited Plaza Tower, Ph.: 0483-2744546 KOTTAYAM Dhanlaxmi Bank Limited Sasthri Road, Ph.: 09539004266 M.C.Road, Thiruvalla, Ph.: 09539003818 KOZHIKODE Dhanlaxmi Bank Limited Ram Mohan Road, Chinthavalappu, Ph.: 09539004355 PALAKKAD Dhanlaxmi Bank Limited Kozhikode Road, Thachampara, Ph.: 09539004364 Bank Road Alathur, 61, Perinkulam, Ph.: 09539004411 Kollengode, Ph.: 09539003653 Kunissery, Ph.: 09745001686 Main Road, 26, Kongad, Ph.: 09539004179 T B Road Ottappalam, Ph.: 09539003881 PATHANAMTHITTA Dhanlaxmi Bank Limited College Road Perumpuzha, 119, Thottamon, Ranni, Ph.: 09446190636 THIRUVANANTHAPURAM Dhanlaxmi Bank Limited RSN Tower, Aryanad, Ph.: 09539004430 Thulasi Complex, Kallambalam, Ph.: 09539004489 Krishan Kovil Road, Ph.: 09539004274 Nadayana Road, Sreenivasapuram, Ph.: 09846335213 Nandancode, Ph.: 09539004221 Sasthamangalam, Ph.: 09539004260 Dhanuvachapuram, Ph.: 09539004287 M C Road, Vattappara, Ph.: 09539003608 Vazhuthacaud, Ph.: 09539004301 The Lakshmi Vilas Bank Limited Sasthamangalam Road THRISSUR Acumen Capital Markets (India) Limited Nr. Mathrubhumi, Ph.: 0487-6544556/09961859796 Dhanlaxmi Bank Limited 15, Round South, Ph.: 09539003639 Kodungallur, Ph.: 09539004061 4, Pushpagiri, Punkunnam, Ph.: 09539003635 168, Trichur Shoranur Road, 49, Athani, Ph.: 09539004072 64, Varandarappilly, Ph.: 09539004335 71, Kumaranellur, Wadakkanchery, Ph.: 09539003657 81, Palakkal, Ph.: 09388636782 82, Kurichikkara, Ph.: 09539004412 87, Kottekkad, Ph.: 09446079119 Alathur Road, 23, Pazhayannur, Ph.: 09846570076 Arattupuzha, Ph.: 09539004296 Central Office, Ph.: 09539004158 Chirakkal, 11, Pazhanji, Ph.: 09539004427 Divine Nagar, 44, Muringoor, Ph.: 09539004269 Edakkuni Temple Road, Ph.: 09539004271 Guruvayur Road, Ph.: 09539003655 High Road Branch, New Church Road, Ph.: 09539003637 Kodungalloor, Ph.: 09287276491 Mathilakam Road, 7, Kalparamba, Ph.: 09388788623 1/804, Wadakkanchery Road, Kunnamkulam, Ph.: 09539003631 St. Joseph Church Complex, 34, Aloor, Ph.: 09539004572 Pudukkad Mapranam Road, Thottipal, Ph.: 09495131030 M G Road, Poothole, Ph.: 09539004404 TRIPUNITHURA Sharekhan Limited Hill Palace Road, Junction, Ph.: 09895216342 MADHYA PRADESH BHIND Axis Bank Limited LIC Satelite Office Gwalior Road, Ph.: 07534-233054/55


NSDL UPDATE 1 BHOPAL Dhanlaxmi Bank Limited Maharana Pratap Nagar, Ph.: 09893150270 Sharekhan Limited Beema Kunj Kolar Road, Ph.: 0755-4224358/9425011222 INDORE Sharekhan Limited 13/14, Vijay Nagar, Ph.: 0731- 4248538/09981144643 JABALPUR Time Capital Limited Napier Town, Ph.: 0761-3209778 PANDHURNA HDFC Bank Limited Nr. Krishi Upaj Mandi, Ph.: 07164-220154 RAJGARH HDFC Bank Limited In Front Of Govt Hospital, Ph.: 07296-235911 MAHARASHTRA AHMEDNAGAR Acumen Capital Markets (India) Limited Adate, Bazar Road, Near Tathed Oil, Dalmandai, Ph.: 0241-2452221 ICHALAKARANJI State Bank Of India Bunglow Road, Ph.: 0230-2432196 JAYSINGPUR HDFC Bank Limited Vasant Plaza, Ph.: 02322-228254 KOLHAPUR State Bank Of India Mahadwar Marg, Ph.: 0231-2541559 Rashivade, Ph.: 02321-240134 Axis Bank Limited Near Padmaraje High School, Ph.: 0231-2624199/299/399 MIRAJ State Bank Of India Hospital Road, Ph.: 0233-2222024 MUMBAI Dhanlaxmi Bank Limited Near Sion Hill Fort, Sion (E), Ph.: 09619884207 90 Feet Road, Ghatkopar (E), Ph.: 09619490204 Ambernath (E), Ph.: 09619490112 Borivli (W), Ph.: 09619490082 Ulhas Nagar, Ph.: 09619490138 Manikpur Road, Vasai (W), Ph.: 09619490219 Opp. Vardhaman Nagar, Mulund (W), Ph.: 09619490120 Janmabhoomi Marg,144, Fort, Ph.: 09892256214 Sharekhan Limited Andheri (W), Ph.: 09870009020 L.B.S. Marg, Mulund (W), Ph.: 09321386896 Opp Ghatkopar Rly Stn. Ghatkopar (E), Ph.: 09920424930 The Lakshmi Vilas Bank Limited Swapna Sadan Arad Road Andheri (E) 1783, Kalagoda 2 1 India Capital Markets Private Limited Behind Income Tax Office, Ph.: 022-67776777

NAGPUR The Lakshmi Vilas Bank Limited Central Avenue NASHIK Sharekhan Limited Tarwala Nagar, Dindori Road, Ph.: 09850302652 Gurudwara Road, Ph.: 0253-2594127/09975914359 NAVI MUMBAI Axis Bank Limited Airoli, Ph.: 022-27644016-19 Dhanlaxmi Bank Limited CBD Belapur, Ph.: 09619490203 PUNE Stock Holding Corporation of India Limited Boat Club Road, Near Alankar Theatre The Saraswat Co-Operative Bank Limited Vishal Nagar, Pimple Nilakh, Ph.: 020-27276000 Pimple Saudagar, Ph.: 020-27206600 THANE Axis Bank Limited Dombivali (W), Ph.: 0251-2499919 Dhanlaxmi Bank Limited Dombivili (E), Ph.: 09619490167 Nallasopara, Ph.: 09619490158 Agra Road, Ph.: 09619490195 Sharekhan Limited Berege Road Badlapur (W), Ph.: 09730990177 G B Road, Thane (W), Ph.: 022- 25862374/9930399583 VITA SANGLI State Bank Of India 570/571, Mayani Road, Ph.: 02347-272002 MEGHALAYA SHILLONG Axis Bank Limited Dist. East Khasi Hills, Ph.: 0364-2500321 ORISSA BALASORE Peerless Securities Limited Vivekananda Marg, Ph.: 0678-2262418 BHUBANESHWAR Sharekhan Limited Nayapalli, Ph.: 0671-2368581/9338272328 KANTABANJI HDFC Bank Limited Main Road, Ph.: 06657-09861714571 RAJGANGPUR HDFC Bank Limited Trveni Talkies complex, Ph.: 06624 220072/09937066991 PUNJAB LUDHIANA IDBI Capital Market Services Limited Near Kailash Chowk, Ph.: 09814740264 RAJASTHAN JAISALMER Sharekhan Limited Gadisar Circle, Ph.: 02992-254207/09828993330 MADHOPUR IDBI Bank Limited Bajaria, Sawai, Ph.: 01275- 400343

TAMIL NADU ARCOT Sharekhan Limited Walajapet, Ph.: 04172-232123/9894228522 CHENNAI Dhanlaxmi Bank Limited T.Nagar, Ph.: 09176832848 Anna Nagar, Ph.: 09176832811 Ashok Nagar, Ph.: 09176832818 CSM Plaza, V.K.Road, Ph.: 09176832817 Geroge Town, Ph.: 09176832829 Ashok Nagar, Ph.: 09962522418 Velacherry, Ph.: 09176624155 54 Mount Road, Anna Salai, Ph.: 09176904125 Om Shakthi Towers, Anna Salai, Ph.: 09626248100 Sharekhan Limited 107, Harrington Road, Chetpet, Ph.: 044-28362899/07299981999 The Lakshmi Vilas Bank Limited 323, Arcot Road, I Floor, Kodambakkam 175, Valluvar Kottam High Road, Nungambakkam Govinda Street, T Nagar Kancheepuram Anna Salai Thousand Lights Big Street, Triplicane Vijaya Nagar, Velcherry Anna Nagar Govindappa Naicken Street Mylapore 275, Tambuchetty street P B No. 4903 COIMBATORE Dhanlaxmi Bank Limited Avinashi Road, Ph.: 09626251610 ICICI Bank Limited New Scheme Road, Pollachi, Ph.: 91-09952867670 The Lakshmi Vilas Bank Limited Trichy Road, Ramanathapuram Cross Cut Road, Gandhipuram Upplipalayam EDANGANASALAI Axis Bank Limited Kakapalayam Main Road, Ph.: 0427-2491746-48 KARUR Dhanlaxmi Bank Limited Kovai Road, Ph.: 09176772434 The Lakshmi Vilas Bank Limited Covai Road MADURAI The Lakshmi Vilas Bank Limited Kamarajar Salai: ODDANCHATRAM HDFC Bank Limited Main Raod, Ph.: 04553-243345 PUDUKOTTAI Sharekhan Limited Gnana Arul Plaza, Ph.: 04322-228051/09659436920

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SALEM Sharekhan Limited Sathya Nagar, Ammapet, Ph.: 0427-2242554/09842928844 The Lakshmi Vilas Bank Limited Advaitha Ashram Road C.K.Street TRICHY Dhanlaxmi Bank Limited Thiruchirappalli, Ph.: 09626248137 Sharekhan Limited Renga Nagar, Ph.: 0431-2458488/9894210148 The Lakshmi Vilas Bank Limited Big Bazaar Street VELLORE Dhanlaxmi Bank Limited Gudiyatam Main Road, 89, K V Kuppam, Ph.: 09626248124 VIRUDHUNAGAR The Lakshmi Vilas Bank Limited Railway Feeder Road, Sivakasi UTTAR PRADESH GHAZIABAD Sharekhan Limited Indirapuram, Ph.: 09971541070 The Lakshmi Vilas Bank Limited Nehru Nagar, Ambedkar Road LUCKNOW Sharekhan Limited River Bank Colony, Ph.: 09307838823/09335497009 NOIDA Dhanlaxmi Bank Limited Gautham Budh Nagar, Ph.: 09654957968 The Lakshmi Vilas Bank Limited Gautham Buddha Dt. UTTARAKHAND DEHRADUN Sharekhan Limited Survey Road, Ph.: 0135-3208459/09927110180 WEST BENGAL BALURGHAT IDBI Bank Limited Dakshin Dinajpur, Ph.: 03522-256666/256943 DHUPGURI HDFC Bank Limited Opp STS Club, Dist–Jalpaiguri DURGAPUR Dhanlaxmi Bank Limited Shahid Khudiram Sarani, Ph.: 09674165258 EGRA HDFC Bank Limited Purbamedinipur, Ph.: 03220-245208 HOWRAH Dhanlaxmi Bank Limited Maulana Abdul Kalam Azad Road, Ph.: 09674165240 KOLKATA HDFC Bank Limited Bose Road, Ph.: 09830118249 ICICI Bank Limited 8, AJC Bose Road, Circular Court, Ph.: 033-44045903 TARAKESWAR HDFC Bank Limited Near Mataji Bhawan, Ph.: 09933157913

List of Companies that have changed Names (During August 2011) Sr. No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

Old Name Jyoti Cosmetics (Exim) Limited Rich Capital and Financial Services Limited Piramal Diagnostics Services Private Limited Canaan International Infotech Limited Astha Projects India Limited Cethar Vessels Limited Raychem RPG Limited Hero Honda Motors Limited Spice Mobiles Limited Edelweiss Capital Limited Muthoot Hotels and Infrastructure Ventures Private Limited Indo Asian Fusegear Limited My Fair Lady Limited Intra Infotech Limited Sarang Viniyog Limited Gemini Industries & Imaging Private Limited


New Name Synergy Cosmetics (Exim) Limited Rich Universe Network Limited SRL Diagnostics Private Limited Meglon Infra-Real (India) Limited Astha Projects (India) Private Limited Cethar Limited Raychem-RPG Private Limited Hero MotoCorp Limited S Mobility Limited Edelweiss Financial Services Limited MPG Hotels and InfrastructureVentures Private Limited Eon Electric Limited MFL India Limited Newtime Infrastructure Limited Pincon Spirit Limited Gemini Industries & Imaging Limited



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Securities admitted for Dematerialisation during August 2011 COMPANY

ISIN

Accel IT Resources Limited Adilabad Expressway Private Limited AMRI Hospitals Limited Ardent Steel Limited Aroma Enterprises (India) Limited Asianlak Capital And Finance Limited ATC Tower Company Of India Private Limited Bhambhani Shipping Limited Bio Ethanol Agro Industries Limited Capricorn Plaza Private Limited Casio Sales Limited Corelogic Global Services Private Limited CRP Technologies (India) Limited DLS Industries Limited Dugar Hydro Power Limited Duplex Industries Limited Eastern Advisory Services Limited Eaton Industries Private Limited Eaton Technologies Private Limited Engineering Projects (India) Limited

INE401M01017 INE432M01012 INE437M01011 INE469M01014 INE371M01012 INE377M01019 INE400M01019

Eris Lifesciences Private Limited Ewac Alloys Limited Godawari Energy Limited Godawari Green Energy Limited GVR Infra Projects Limited H-Energy Private Limited Hindustan Electricity Generation Company Private Limited HI-Rel Electronics Private Limited IL&FS Renewable Energy Limited IL&FS Tamil Nadu Power Company Limited Indo Pacific Housing Finance Limited

INE406M01016 INE498M01013 INE376M01011 INE375M01013 INE427M01012 INE430M01016 INE429M01018

Integerated Equipments & Infraservices Private Limited IRB Tumkur Chitradurga Tollway Private Limited Jindal ITF Limited JITF Waterways Limited Kakinada Fertilizers Limited

INE466M01010


INE308M01014 INE336M01015 INE486M01018 INE436M01013 INE445M01014 INE422M01013 INE349M01018 INE448M01018 INE379M01015 INE403M01013 INE458M01017 INE439M01017 INE438M01019

INE428M01010 INE434M01018 INE433M01010 INE476M01019

INE479M01013 INE269M01018 INE404M01011 INE454M01016

COMPANY

ISIN

L&T Arun Excello Realty Private Limited

INE082M01015

L&T Devihalli Hassan Tollway Limited

INE408M01012

L&T Krishnagiri Walajahpet Tollway Limited

INE409M01010

Madhucon Toll Highways Limited

INE478M01015

Moryo Industries Limited

INE346M01014

Nagarjuna Oil Refinery Limited Naisargik Agritech (India) Limited NCC Power Projects Limited Niki Metal Co. Limited Northwest Energy Private Limited

INE453M01018 INE360M01015 INE443M01019 INE455M01013 INE459M01015

NSL Wind Power Company (Satara) Private INE500M01016 Limited NV Distilleries & Breweries Private Limited INE446M01012 NV Distilleries Limited

INE447M01010

NYSE Infrastructure Private Limited

INE475M01011

Onco Therapies Limited

INE467M01018

Parry Enterprises India Limited

INE477M01017

PME Power Solutions (India) Limited

INE374M01016

Priority Distributors Limited

INE449M01016

Rabirun Vinimay (P) Ltd.

INE435M01015

Sapphire Industrial Infrastructures Private INE444M01017 Limited Sheetal Refineries Limited

INE387M01018

SMS Paryavaran Limited

INE417M01013

Sonal Mercantile Limited

INE321M01017

SP Ports Private Limited

INE485M01010

TD Power Systems Limited

INE419M01019

Tejora Technologies Limited

INE465M01012

Thermal Powertech Corporation India Limited

INE460M01013

Thomas Scott (India) Limited

INE480M01011

Thyrocare Laboratories Limited

INE099M01019

Transcend Infrastructure Private Limited

INE405M01018

Venilaxmi Import & Export Limited

INE461M01011

Vikas Promoters Private Limited

INE499M01011

Virgo Softech Limited

INE402M01015

Vivo Bio Tech Limited

INE380K01017

Welspun Maxsteel Limited

INE441M01013



NSDL UPDATE 1

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Corporate Action Statistics Sr. No.

During August 2011 No. of Allottees No. of Securities

Description

1 2 3 4 5 6 7 8 9

Equity Shares Preference Shares Bonds Commercial Papers Certificates of Deposit Securitised Instruments Mutual Fund Units Warrants Commodities

10

Mutual Fund Units (Trase) Total

For F.Y. 2011 - 2012 (Upto August 2011) No. of Allottees No. of Securities

586,935 8,187 10,933 6 37 46,789 345 0 345

4,874,683,796 728,718 244,311,474 727 311,705 11,980,272 475,133 0 475,133

1,951,849 8,261 149,552 2,144 2,851 46,967 49,318 0 1,732

21,586,424,749 470,566,941 511,673,159 3,660,628 30,852,856 45,102,097 1,562,949,118 0 9,198,198

3,809

23,648,093

14,750

97,171,751

657,386

5,156,615,051

2,227,424

24,317,599,496

NSDL Calendar of Events Investor Depository Meets September September September September September

22, 22, 23, 23, 24,

2011 2011 2011 2011 2011

Jalna, Maharashtra Angul, Orissa Ahmednagar, Maharashtra Sambalpur, Orissa Pune, Maharashtra

September 24, 2011 September 29, 2011 September 30, 2011 October 1, 2011

Rourkela, Orissa Kayamgulam, Kerala Kottarakara, Kerala Chalukudi, Kerala

NSDL Offices Head Office Mumbai 4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351

Branch Offices Ahmedabad Unit No. 407, 4th floor, 3rd Eye One Commercial Complex Co-op. Soc. Ltd., C. G. Road, Near Panchvati Circle, Ahmedabad - 380006 Tel: (079) 26461376, Fax: (079) 26461375 Kolkata 5th Floor, The Millenium, Flat No. 5W, 235 / 2A, Acharya Jagdish Chandra Bose Road, Kolkata - 700020 Tel: (033) 22814661 / 62, Fax: (033) 22891945

Investor Relationship Cell

Chennai 6A, 6th Floor, Kences Towers, #1 Ramkrishna Street, North Usman Road, T. Nagar, Chennai - 600017 Tel: (044) 28143917 / 18, Fax: (044) 28144593 New Delhi 409 / 410, Ashoka Estate Building, 4th Floor, Barakhamba Road,Connaught Place, New Delhi - 110001 Tel: (011) 23353815 / 17, Fax: (011) 23353756

NSDL Certification Programme

Officer-In-Charge,

Officer-In-Charge,

National Securities Depository Ltd.

National Securities Depository Ltd.

4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: [email protected]

4th Floor, A Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400013 Tel: (022) 24994200 / 40904200 Fax: (022) 24976351 Email: [email protected]

For more information, email us at [email protected] NSDL Update September 2011



NSDL UPDATE 1

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TOPIC OF INTEREST Know more about Transmission 1.

What does transmission mean in relation to demat accounts?

Ans: Transmission is the process by which securities of a deceased account holder are transferred to the account of the surviving joint holder(s)/ legal heirs / nominee of the deceased account holder. The process of transmission in case of dematerialised holdings is more convenient as the transmission formalities for all securities held in a demat account can be completed by submitting documents to your DP whereas in case of physical securities the surviving joint holder(s)/ legal heirs/ nominee has to correspond independently with each company in which shares are held.

2.

What is the procedure for transmission of securities to the nominee in case of the death of the sole account holder?

Ans: In case of the death of the sole holder, for the purpose of transmission of securities, the nominee has to submit a duly filled-in transmission form alongwith a certified true copy of the death certificate (or a duplicate copy of death certificate if original is lost or misplaced). After verifying these documents and if found in order, Participant will transmit the securities to the account of the nominee.

to be continued in next issue... “Printed & Published by Mr. Gopa Kumar T.N. on behalf of National Securities Depository Limited and Printed at Printography Systems (India) Pvt. Ltd., 28, Mumbai Samachar Marg, Raja Bahadur Building, Mumbai - 400 023 and Published from National Securities Depository Limited, 4th Floor, ‘A’ Wing, Trade World, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013. • Editor: Mr. Gopa Kumar T. N.”


