THIRD EDITION JOHN W. CRESWELL

166 downloads 240 Views 3MB Size Report
The Research Problem. 18. Personal Experiences. 19. Audience. 19. Summary. 20. Writing Exercises. 20. Additional Readings. 20. 2. Review of the Literature.
THIRD

EDITION

ESIGN Qualitative, Quantitative, and Mixed Methods Approaches < :

J O H N W. C R E S W E L L UNIVERSITY OF N E B R A S K A - L I N C O L N

SAGE Los Angeles • London • New Delhi • Singapore

Detailed Contents Analytic Contents of Research Techniques

xv

Preface

xix

Purpose Audience Format Outline of Chapters

xix xix xx xxii

Acknowledgments

xxvii

About the Author

xxix

3ÜS Part I: Preliminary Considerations

1

1.

The Selection of a Research Design The Three Types of Designs Three Components Involved in a Design Philosophical Worldviews The Postpositivist Woridview The Social Constructivist Woridview The Advocacy and Participatory Woridview The Pragmatic Woridview Strategies of Inquiry Quantitative Strategies Qualitative Strategies Mixed Methods Strategies Research Methods Research Designs as Worldviews, Strategies, and Methods Criteria for Selecting a Research Design The Research Problem Personal Experiences Audience Summary Writing Exercises Additional Readings

3 3 5 5 6 8 9 10 11 12 12 14 15 16 18 18 19 19 20 20 20

2.

Review of the Literature The Research Topic

23 23

The Literature Review The Use of the Literature Design Techniques Steps in Conducting a Literature Review Searching Computerized Databases A Priority for Selecting Literature Material A Literature Map of the Research Abstracting Studies • Example 2.1 Literature Review in a Quantitative Study

37

• Example 2.2 Literature Review in a Study Advancing a Typology

37

Style Manuals The Definition of Terms

38 39

• Example 2.3 Terms Defined in a Mixed Methods Dissertation

42

• Example 2.4 Terms Defined in an Independent Variables Section

43

A Quantitative or Mixed Methods Literature Review Summary Writing Exercises Additional Readings 3.

25 26 29 29 30 32 33 36

The Use of Theory

43 45 46 46 49

Quantitative Theory Use Variables in Quantitative Research Definition of a Theory Forms of Theories Placement of Quantitative Theories Writing a Quantitative Theoretical Perspective

49 49 51 53 55 57

• Example 3.1 A Quantitative Theory Section

59

Qualitative Theory Use Variation in Theory Use in Qualitative Research Locating the Theory in Qualitative Research

61 61 65

• Example 3.2 A Theory Early in a Qualitative Study

65

• Example 3.3 A Theory at the End of a Qualitative Study

65

Mixed Methods Theory Use

66

• Example 3.4 Theory in a Transformative-Emancipatory Mixed Methods Study Summary Writing Exercises Additional Readings

69 69 70 71

4.

Writing Strategies and Ethical Considerations Writing the Proposal Sections in a Proposal Format for a Qualitative Proposal • Example 4.1 A Qualitative Constructivist/ Interpretivist Format

73 73 73 74

74

• Example 4.2 A Qualitative A d v o c a c y / Participatory Format Format for a Quantitative Proposal • Example 4.3 A Quantitative Format Format for a Mixed Methods Proposal • Example 4.4 A Mixed Methods Format Designing the Sections of a Proposal Writing Ideas Writing as Thinking The Habit of Writing Readability of the Manuscript • Example 4.5 An Illustration of the Hook-and-Eye Technique Voice, Tense, and "Fat" Ethical Issues to Anticipate Ethical Issues in the Research Problem Ethical Issues in the Purpose and Questions Ethical Issues in Data Collection Ethical Issues in Data Analysis and Interpretation Ethical Issues in Writing and Disseminating the Research Summary Writing Exercises . Additional Readings

IS Part II: Designing Research 5.

The Introduction The Importance of Introductions Qualitative, Quantitative, and Mixed Methods Introductions A Model for an Introduction An Illustration The Research Problem Studies Addressing the Problem Deficiencies in Past Literature • Example 5.1 Deficiencies in the Literature—Needed Studies

75 76 76 77 77 78 79 79 80 82 84 85 87 88 88 89 91 92 93 93 94

95 97 97 98 100 100 102 104 106

106

• Example 5.2 Deficiencies in the Literature—Few Studies Significance of a Study for Audiences Example 5.3 Significance of the Study Stated in an Introduction to a Quantitative Study Summary Writing Exercises Additional Readings

107 107



The Purpose Statement Significance and Meaning of a Purpose Statement A Qualitative Purpose Statement

108 108 109 109 111 111 112

• Example 6.1 A Purpose Statement in a Qualitative Phenomenology Study

114

• Example 6.2 A Purpose Statement in a Case Study

115

• Example 6.3 A Purpose Statement in an Ethnography

115

• Example 6.4 A Purpose Statement in a Grounded Theory Study

116

A Quantitative Purpose Statement

116

• Example 6,5 A Purpose Statement in a Published Survey Study

118

• Example 6.6 A Purpose Statement in a Dissertation Survey Study

119

• Example 6.7 A Purpose Statement in an Experimental Study A Mixed Methods Purpose Statement • Example 6.8 A Concurrent Mixed Methods Purpose Statement • Example 6.9 A Sequential Mixed Methods Purpose Statement • Example 6.10 A Transformative Concurrent Mixed Methods Purpose Statement Summary Writing Exercises Additional Readings Research Questions and Hypotheses Qualitative Research Questions •

Example 7.1 A Qualitative Central Question From an Ethnography

• Example 7.2 Qualitative Central Questions From a Case Study

120 120

123 124 125 125 126 126 129 129

131 132

Quantitative Research Questions and Hypotheses • Example 7.3 A Null Hypothesis

134

• Example 7.4 Directional Hypotheses

134

• Example 7.5 Nondirectional and Directional Hypotheses

135



Example 7.6 Standard Use of Language in Hypotheses

136

A Model for Descriptive Questions and Hypotheses

136

• Example 7.7 Descriptive and Inferential Questions Mixed Methods Research Questions and Hypotheses • •

138

139

Example 7.9 A Mixed Methods Question Written in Terms of Mixing Procedures

141

Quantitative Methods Defining Surveys and Experiments Components of a Survey Method Plan The Survey Design The Population and Sample Instrumentation Variables in the Study Data Analysis and Interpretation •

136

Example 7.8 Hypotheses and Research Questions in a Mixed Methods Study

Summary Writing Exercises Additional Readings 8.

132

Example 8.1 A Survey Method Section

141 142 142 145 145 146 146 147 149 150 151 154

Components of an Experimental Method Plan Participants Variables Instrumentation and Materials Experimental Procedures

155 155 157 158 158

• Example 8.2 Pre-Experimental Designs

160

• Example 8.3 Quasi-Experimental Designs

160

• Example 8.4 True Experimental Designs

161



Example 8.5 Single-Subject Designs

162

Threats to Validity The Procedure Data Analysis Interpreting Results

162 165 166 167

• Example 8.6 An Experimental Method Section

167

Summary Writing Exercises Additional Readings Qualitative Procedures The Characteristics of Qualitative Research Strategies of Inquiry The Researcher's Role Data Collection Procedures Data Recording Procedures Data Analysis and Interpretation Reliability, Validity, and Generalizability The Qualitative Write-Up • Example 9,1 Qualitative Procedures Summary Writing Exercises Additional Readings Mixed Methods Procedures Components of Mixed Methods Procedures The Nature of Mixed Methods Research Types of Mixed Methods Strategies and Visual Models Planning Mixed Methods Procedures Timing Weighting Mixing Theorizing or Transforming Perspectives Alternative Strategies and Visual Models Sequential Explanatory Strategy Sequential Exploratory Strategy Sequential Transformative Strategy Concurrent Triangulation Strategy Concurrent Embedded Strategy Concurrent Transformative Strategy Choosing a Mixed Methods Strategy Data Collection Procedures Data Analysis and Validation Procedures Report Presentation Structure Examples of Mixed Methods Procedures

169 169 170 173 173 176 177 178 181 183 190 193 194 201 202 202 203 203 204 206 206 206 206 207 208 208 211 211 212 213 214 215 216 217 218 220 220

• Example 10.1 A Sequential Strategy of Inquiry

221

• Example 10,2 A Concurrent Strategy of Inquiry

221

• Example 10,3 A Transformative Strategy of Inquiry

223

Summary Writing Exercises Additional Readings

Glossary References Author Index Subject Index

224 224 225

227 237 247 251